Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations

In the soil moisture active passive (SMAP) mission&#x0027;s soil moisture retrieval algorithms, the effects of surface roughness and vegetation scattering on the brightness temperature are conventionally modeled using time-invariant parameters: roughness intensity (<italic>h</italic>...

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Main Authors: Runze Zhang, Adam Watts, Mohamad Alipour
Format: Article
Language:English
Published: IEEE 2024-01-01
Series:IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing
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Online Access:https://ieeexplore.ieee.org/document/10675324/
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author Runze Zhang
Adam Watts
Mohamad Alipour
author_facet Runze Zhang
Adam Watts
Mohamad Alipour
author_sort Runze Zhang
collection DOAJ
description In the soil moisture active passive (SMAP) mission&#x0027;s soil moisture retrieval algorithms, the effects of surface roughness and vegetation scattering on the brightness temperature are conventionally modeled using time-invariant parameters: roughness intensity (<italic>h</italic>) and effective scattering albedo (&#x03C9;). Such simplification neglects the variability of <italic>h</italic> and &#x03C9; over time, potentially compromising the accuracy of soil moisture estimates at the satellite footprint scale. This study aims to derive dynamic, pixel-scale <italic>h</italic> and &#x03C9; parameters specifically for the SMAP single-channel algorithm (SCA) and the regularized dual-channel algorithm (RDCA). This is achieved through an iterative inverse procedure that minimizes the differences between the simulated brightness temperatures from spatially representative 9 km soil moisture and SMAP observations across the SMAP core validation sites. The results demonstrated that the incorporation of dynamic <italic>h</italic> and &#x03C9; parameters, derived on a daily scale, markedly enhanced the soil moisture retrieval performance with an average unbiased root-mean-square error (ubRMSE) of 0.01 (0.02) m<sup>3</sup>&#x002F;m<sup>3</sup> and Pearson correlation (<italic>R</italic>) of 0.95 (0.90) for the SCA (RDCA) algorithms, indicating that dynamic parameterization holds significant promise for improving retrieval accuracy. The daily scale <italic>h</italic> parameters are generally above the static values utilized in the SMAP SCA. Within the SMAP SCA framework, the accuracy of soil moisture estimates employing daily scale <italic>h</italic> and &#x03C9; parameters&#x2014;randomly selected from the SCA range (<italic>h</italic>&#x220A; [0.03, 0.16] and &#x03C9;&#x220A; [0, 0.08])&#x2014;demonstrates notable stability and is comparable with the SMAP level 3 product. Furthermore, the daily scale parameters were temporally contracted to generate a monthly climatology for <italic>h</italic> and &#x03C9;. While soil moisture values derived from these climatological <italic>h</italic> and &#x03C9; parameters exhibit reduced absolute bias, their ubRMSE and <italic>R</italic> slightly degrade relative to SMAP level 3 product. This degradation likely suggests that the climatological parameters&#x2019; gradual variations are insufficient to capture the fluctuations of those daily parameters. Moreover, the static <italic>h</italic> and &#x03C9; values for the RDCA are systematically higher than those for the SCA. However, there is no consistent trend in the magnitudes of dynamic <italic>h</italic> and &#x03C9; between different algorithms. Identifying the most effective dynamic <italic>h</italic> and &#x03C9; parameters within the SMAP algorithmic framework necessitates not only selecting an appropriate parameter range but also accurately tracking the temporal evolutions of surface roughness and vegetation scattering. Potential applications arising from improvements in retrieved soil moisture include the management of agricultural lands and forecasts of their productivity, quantification of global water and energy fluxes at the land surface, and management of forests, particularly in instances where disturbances, such as droughts, floods, or wildfire, are concerned.
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spelling doaj-art-e96c7973370d434baf590e677f412c9c2025-08-20T02:24:15ZengIEEEIEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing1939-14042151-15352024-01-0117165921660710.1109/JSTARS.2024.345794110675324Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite ObservationsRunze Zhang0https://orcid.org/0000-0001-5546-2518Adam Watts1https://orcid.org/0000-0002-7313-9906Mohamad Alipour2https://orcid.org/0000-0003-2018-134XDepartment of Civil and Environmental Engineering, University of Illinois Urbana-Champaign, Urbana, IL, USAPacific Wildland Fire Sciences Laboratory, United States Forest Service, Wenatchee, WA, USADepartment of Civil and Environmental Engineering, University of Illinois Urbana-Champaign, Urbana, IL, USAIn the soil moisture active passive (SMAP) mission&#x0027;s soil moisture retrieval algorithms, the effects of surface roughness and vegetation scattering on the brightness temperature are conventionally modeled using time-invariant parameters: roughness intensity (<italic>h</italic>) and effective scattering albedo (&#x03C9;). Such simplification neglects the variability of <italic>h</italic> and &#x03C9; over time, potentially compromising the accuracy of soil moisture estimates at the satellite footprint scale. This study aims to derive dynamic, pixel-scale <italic>h</italic> and &#x03C9; parameters specifically for the SMAP single-channel algorithm (SCA) and the regularized dual-channel algorithm (RDCA). This is achieved through an iterative inverse procedure that minimizes the differences between the simulated brightness temperatures from spatially representative 9 km soil moisture and SMAP observations across the SMAP core validation sites. The results demonstrated that the incorporation of dynamic <italic>h</italic> and &#x03C9; parameters, derived on a daily scale, markedly enhanced the soil moisture retrieval performance with an average unbiased root-mean-square error (ubRMSE) of 0.01 (0.02) m<sup>3</sup>&#x002F;m<sup>3</sup> and Pearson correlation (<italic>R</italic>) of 0.95 (0.90) for the SCA (RDCA) algorithms, indicating that dynamic parameterization holds significant promise for improving retrieval accuracy. The daily scale <italic>h</italic> parameters are generally above the static values utilized in the SMAP SCA. Within the SMAP SCA framework, the accuracy of soil moisture estimates employing daily scale <italic>h</italic> and &#x03C9; parameters&#x2014;randomly selected from the SCA range (<italic>h</italic>&#x220A; [0.03, 0.16] and &#x03C9;&#x220A; [0, 0.08])&#x2014;demonstrates notable stability and is comparable with the SMAP level 3 product. Furthermore, the daily scale parameters were temporally contracted to generate a monthly climatology for <italic>h</italic> and &#x03C9;. While soil moisture values derived from these climatological <italic>h</italic> and &#x03C9; parameters exhibit reduced absolute bias, their ubRMSE and <italic>R</italic> slightly degrade relative to SMAP level 3 product. This degradation likely suggests that the climatological parameters&#x2019; gradual variations are insufficient to capture the fluctuations of those daily parameters. Moreover, the static <italic>h</italic> and &#x03C9; values for the RDCA are systematically higher than those for the SCA. However, there is no consistent trend in the magnitudes of dynamic <italic>h</italic> and &#x03C9; between different algorithms. Identifying the most effective dynamic <italic>h</italic> and &#x03C9; parameters within the SMAP algorithmic framework necessitates not only selecting an appropriate parameter range but also accurately tracking the temporal evolutions of surface roughness and vegetation scattering. Potential applications arising from improvements in retrieved soil moisture include the management of agricultural lands and forecasts of their productivity, quantification of global water and energy fluxes at the land surface, and management of forests, particularly in instances where disturbances, such as droughts, floods, or wildfire, are concerned.https://ieeexplore.ieee.org/document/10675324/<named-content xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:ali="http://www.niso.org/schemas/ali/1.0/" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" content-type="math" xlink:type="simple"> <inline-formula> <tex-math notation="LaTeX">$L$</tex-math> </inline-formula> </named-content>-band passive microwaveradiative transferremote sensingsoil moisture
spellingShingle Runze Zhang
Adam Watts
Mohamad Alipour
Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing
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radiative transfer
remote sensing
soil moisture
title Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
title_full Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
title_fullStr Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
title_full_unstemmed Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
title_short Inverse Dynamic Parameter Identification for Remote Sensing of Soil Moisture From SMAP Satellite Observations
title_sort inverse dynamic parameter identification for remote sensing of soil moisture from smap satellite observations
topic <named-content xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:ali="http://www.niso.org/schemas/ali/1.0/" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" content-type="math" xlink:type="simple"> <inline-formula> <tex-math notation="LaTeX">$L$</tex-math> </inline-formula> </named-content>-band passive microwave
radiative transfer
remote sensing
soil moisture
url https://ieeexplore.ieee.org/document/10675324/
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