Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context

In the context of digitalization, this study investigated the financing mechanisms and preferences of technology-driven small and medium-sized enterprises (TDSMEs) listed on the National Equities Exchange and Quotations (NEEQ) in China. Its primary objective was to identify the factors influencing f...

Full description

Saved in:
Bibliographic Details
Main Authors: Jing Hu, Lianming Huang, Weifu Li, Hongyi Xu
Format: Article
Language:English
Published: MDPI AG 2025-01-01
Series:Systems
Subjects:
Online Access:https://www.mdpi.com/2079-8954/13/2/68
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1850229857899773952
author Jing Hu
Lianming Huang
Weifu Li
Hongyi Xu
author_facet Jing Hu
Lianming Huang
Weifu Li
Hongyi Xu
author_sort Jing Hu
collection DOAJ
description In the context of digitalization, this study investigated the financing mechanisms and preferences of technology-driven small and medium-sized enterprises (TDSMEs) listed on the National Equities Exchange and Quotations (NEEQ) in China. Its primary objective was to identify the factors influencing financing decisions and to elucidate how TDSMEs choose their financing options in a rapidly evolving digital environment. To achieve this goal, we constructed a panel regression model using financial data from 41 TDSMEs (2017–2023), identifying the key determinants of financing decisions while examining the impact of regional heterogeneity and validating the model’s robustness. The empirical findings indicated that various independent variables, including a firm’s capital structure, significantly influenced both internal and external financing. Additionally, six machine learning (ML) algorithms were employed to predict financing preferences. Among them, the random forest (RF) model achieved the best financing preferences performance, with an average F1 score of 0.814, indicating its robust predictive capability for TDSMEs’ financing preferences. To further validate the proposed models, we conducted a case study on a TDSME newly recognized in 2024 (named TS Pharmaceutical). Both the Lasso and RF models demonstrated outstanding predictive accuracy, confirming the practicality of the ML models. These results provide valuable insights into navigating the ever-changing digital financing landscape, offering recommendations for policymakers and financial institutions to better support TDSMEs. The key innovation of this study lies in its novel integration of conventional panel regression analysis and ML techniques, thereby bridging the gap between digital transformation and financing strategies while contributing both theoretically and practically to the field.
format Article
id doaj-art-e8d9264633a94427ad3c1fbce9bf530c
institution OA Journals
issn 2079-8954
language English
publishDate 2025-01-01
publisher MDPI AG
record_format Article
series Systems
spelling doaj-art-e8d9264633a94427ad3c1fbce9bf530c2025-08-20T02:04:03ZengMDPI AGSystems2079-89542025-01-011326810.3390/systems13020068Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization ContextJing Hu0Lianming Huang1Weifu Li2Hongyi Xu3School of Management, Wuhan University of Technology, Wuhan 420070, ChinaCollege of Informatics, Huazhong Agricultural University, Wuhan 430070, ChinaCollege of Informatics, Huazhong Agricultural University, Wuhan 430070, ChinaSchool of Management, Wuhan University of Technology, Wuhan 420070, ChinaIn the context of digitalization, this study investigated the financing mechanisms and preferences of technology-driven small and medium-sized enterprises (TDSMEs) listed on the National Equities Exchange and Quotations (NEEQ) in China. Its primary objective was to identify the factors influencing financing decisions and to elucidate how TDSMEs choose their financing options in a rapidly evolving digital environment. To achieve this goal, we constructed a panel regression model using financial data from 41 TDSMEs (2017–2023), identifying the key determinants of financing decisions while examining the impact of regional heterogeneity and validating the model’s robustness. The empirical findings indicated that various independent variables, including a firm’s capital structure, significantly influenced both internal and external financing. Additionally, six machine learning (ML) algorithms were employed to predict financing preferences. Among them, the random forest (RF) model achieved the best financing preferences performance, with an average F1 score of 0.814, indicating its robust predictive capability for TDSMEs’ financing preferences. To further validate the proposed models, we conducted a case study on a TDSME newly recognized in 2024 (named TS Pharmaceutical). Both the Lasso and RF models demonstrated outstanding predictive accuracy, confirming the practicality of the ML models. These results provide valuable insights into navigating the ever-changing digital financing landscape, offering recommendations for policymakers and financial institutions to better support TDSMEs. The key innovation of this study lies in its novel integration of conventional panel regression analysis and ML techniques, thereby bridging the gap between digital transformation and financing strategies while contributing both theoretically and practically to the field.https://www.mdpi.com/2079-8954/13/2/68SMEsfinancing mechanismfinancing preferencesmachine learning
spellingShingle Jing Hu
Lianming Huang
Weifu Li
Hongyi Xu
Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
Systems
SMEs
financing mechanism
financing preferences
machine learning
title Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
title_full Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
title_fullStr Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
title_full_unstemmed Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
title_short Financing Mechanisms and Preferences of Technology-Driven Small- and Medium-Sized Enterprises in the Digitalization Context
title_sort financing mechanisms and preferences of technology driven small and medium sized enterprises in the digitalization context
topic SMEs
financing mechanism
financing preferences
machine learning
url https://www.mdpi.com/2079-8954/13/2/68
work_keys_str_mv AT jinghu financingmechanismsandpreferencesoftechnologydrivensmallandmediumsizedenterprisesinthedigitalizationcontext
AT lianminghuang financingmechanismsandpreferencesoftechnologydrivensmallandmediumsizedenterprisesinthedigitalizationcontext
AT weifuli financingmechanismsandpreferencesoftechnologydrivensmallandmediumsizedenterprisesinthedigitalizationcontext
AT hongyixu financingmechanismsandpreferencesoftechnologydrivensmallandmediumsizedenterprisesinthedigitalizationcontext