SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features

Accurate estimation of the state of health (SOH) and remaining useful life (RUL) of lithium-ion batteries (LiBs) is critical for ensuring battery reliability and safety in applications such as electric vehicles and energy storage systems. However, existing methods developed for estimating the SOH an...

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Main Authors: Kejun Qian, Yafei Li, Qiheng Zou, Kecai Cao, Zhongpeng Li
Format: Article
Language:English
Published: MDPI AG 2025-06-01
Series:Energies
Subjects:
Online Access:https://www.mdpi.com/1996-1073/18/13/3248
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author Kejun Qian
Yafei Li
Qiheng Zou
Kecai Cao
Zhongpeng Li
author_facet Kejun Qian
Yafei Li
Qiheng Zou
Kecai Cao
Zhongpeng Li
author_sort Kejun Qian
collection DOAJ
description Accurate estimation of the state of health (SOH) and remaining useful life (RUL) of lithium-ion batteries (LiBs) is critical for ensuring battery reliability and safety in applications such as electric vehicles and energy storage systems. However, existing methods developed for estimating the SOH and RUL of LiBs often rely on full-cycle charging data, which are difficult to obtain in engineering practice. To bridge this gap, this paper proposes a novel data-driven method to estimate the SOH and RUL of LiBs only using partial charging curve features. Key health features are extracted from the constant voltage (CV) charging process and voltage relaxation, validated through Pearson correlation analysis and SHapley Additive exPlanations (SHAP) interpretability. A hybrid framework combining CatBoost for SOH estimation and particle swarm optimization-support vector regression (PSO-SVR) for RUL estimation is developed. Experimental validation on public datasets demonstrates superior performance of the methodology described above, with an SOH estimation root mean square error (RMSE) and mean absolute error (MAE) below 1.42% and 0.52% and RUL estimation relative error (RE) under 1.87%. The proposed methodology also exhibits robustness and computational efficiency, making it suitable for battery management systems (BMSs) of LiBs.
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spelling doaj-art-e1d87c53c36349cc98302b53506214412025-08-20T03:16:42ZengMDPI AGEnergies1996-10732025-06-011813324810.3390/en18133248SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve FeaturesKejun Qian0Yafei Li1Qiheng Zou2Kecai Cao3Zhongpeng Li4State Grid Suzhou Power Supply Company, Suzhou 215004, ChinaState Grid Suzhou Power Supply Company, Suzhou 215004, ChinaState Grid Suzhou Power Supply Company, Suzhou 215004, ChinaSchool of Electronic and Information Engineering, Suzhou University of Science and Technology, Suzhou 215009, ChinaSchool of Electronic and Information Engineering, Suzhou University of Science and Technology, Suzhou 215009, ChinaAccurate estimation of the state of health (SOH) and remaining useful life (RUL) of lithium-ion batteries (LiBs) is critical for ensuring battery reliability and safety in applications such as electric vehicles and energy storage systems. However, existing methods developed for estimating the SOH and RUL of LiBs often rely on full-cycle charging data, which are difficult to obtain in engineering practice. To bridge this gap, this paper proposes a novel data-driven method to estimate the SOH and RUL of LiBs only using partial charging curve features. Key health features are extracted from the constant voltage (CV) charging process and voltage relaxation, validated through Pearson correlation analysis and SHapley Additive exPlanations (SHAP) interpretability. A hybrid framework combining CatBoost for SOH estimation and particle swarm optimization-support vector regression (PSO-SVR) for RUL estimation is developed. Experimental validation on public datasets demonstrates superior performance of the methodology described above, with an SOH estimation root mean square error (RMSE) and mean absolute error (MAE) below 1.42% and 0.52% and RUL estimation relative error (RE) under 1.87%. The proposed methodology also exhibits robustness and computational efficiency, making it suitable for battery management systems (BMSs) of LiBs.https://www.mdpi.com/1996-1073/18/13/3248lithium-ion batteriesstate of healthremaining useful lifepartial charging curvefeature extraction
spellingShingle Kejun Qian
Yafei Li
Qiheng Zou
Kecai Cao
Zhongpeng Li
SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
Energies
lithium-ion batteries
state of health
remaining useful life
partial charging curve
feature extraction
title SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
title_full SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
title_fullStr SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
title_full_unstemmed SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
title_short SOH and RUL Estimation for Lithium-Ion Batteries Based on Partial Charging Curve Features
title_sort soh and rul estimation for lithium ion batteries based on partial charging curve features
topic lithium-ion batteries
state of health
remaining useful life
partial charging curve
feature extraction
url https://www.mdpi.com/1996-1073/18/13/3248
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AT zhongpengli sohandrulestimationforlithiumionbatteriesbasedonpartialchargingcurvefeatures