Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity

Despite significant progress, fabricating two-dimensional (2D) lithium niobate (LN)-based photonic crystal (PhC) cavities integrated with tapered and PhC waveguides remains challenging, due to structural imperfections. Notable, especially, are variations in hole radius (<i>r</i>) and inc...

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Main Authors: Sohail Muhammad, Dingwei Chen, Chengwei Xian, Jun Zhou, Zhongke Lei, Pengju Kuang, Liang Ma, Guangjun Wen, Boyu Fan, Yongjun Huang
Format: Article
Language:English
Published: MDPI AG 2025-05-01
Series:Photonics
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Online Access:https://www.mdpi.com/2304-6732/12/5/475
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author Sohail Muhammad
Dingwei Chen
Chengwei Xian
Jun Zhou
Zhongke Lei
Pengju Kuang
Liang Ma
Guangjun Wen
Boyu Fan
Yongjun Huang
author_facet Sohail Muhammad
Dingwei Chen
Chengwei Xian
Jun Zhou
Zhongke Lei
Pengju Kuang
Liang Ma
Guangjun Wen
Boyu Fan
Yongjun Huang
author_sort Sohail Muhammad
collection DOAJ
description Despite significant progress, fabricating two-dimensional (2D) lithium niobate (LN)-based photonic crystal (PhC) cavities integrated with tapered and PhC waveguides remains challenging, due to structural imperfections. Notable, especially, are variations in hole radius (<i>r</i>) and inclination angle (°), which induce bandgap shifts and degrade quality factors (Q-factor). These fabrication errors underscore the critical need to address nanoscale tolerances. Here, we systematically investigate the impacts of key geometric parameters on optical performance and optimize a 2D LN-based cavity integrated with taper and PhC waveguide system. Using a 3D Finite-Difference Time-Domain (FDTD) and varFDTD simulations, we identify stringent fabrication thresholds. The <i>a</i> must exceed 0.72 µm to sustain Q > <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>7</mn></mrow></msup></mrow></semantics></math></inline-formula>; reducing <i>a</i> to 0.69 µm collapses Q-factors below <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>4</mn></mrow></msup></mrow></semantics></math></inline-formula>, due to under-coupled modes and bandgap misalignment, which necessitates ±0.005 µm precision. When an <i>r</i> < 0.22 µm weakens confinement, Q plummets to 2 × <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>4</mn></mrow></msup></mrow></semantics></math></inline-formula> at <i>r</i> = 0.20 µm (±0.01 µm etching tolerance). Inclination angles < 70° induce 100× Q-factor losses, requiring ±2° alignment for symmetric modes. Air slot width (<i>s</i>) variations shift resonant wavelengths and require optimization in coordination with the inclination angle. By optimizing <i>s</i> and the inclination angle (at 70°), we achieve a record Q-factor of 6.21 ×<inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><mo> </mo><msup><mrow><mn>10</mn></mrow><mrow><mn>6</mn></mrow></msup></mrow></semantics></math></inline-formula>, with, in addition, C-band compatibility (1502–1581 nm). This work establishes rigorous design–fabrication guidelines, demonstrating the potential for LN-based photonic devices with high nano-fabrication robustness.
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spelling doaj-art-cb64b532634649db8a7f68945cc8178b2025-08-20T01:56:41ZengMDPI AGPhotonics2304-67322025-05-0112547510.3390/photonics12050475Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal MicrocavitySohail Muhammad0Dingwei Chen1Chengwei Xian2Jun Zhou3Zhongke Lei4Pengju Kuang5Liang Ma6Guangjun Wen7Boyu Fan8Yongjun Huang9School of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSichuan Guoruan Technology Group Co., Ltd., Chengdu 610031, ChinaSichuan Guoruan Technology Group Co., Ltd., Chengdu 610031, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaSchool of Information and Communication Engineering, Sichuan Provincial Engineering Research Center of Communication Technology for Intelligent IoT, University of Electronic Science and Technology of China, Chengdu 611731, ChinaDespite significant progress, fabricating two-dimensional (2D) lithium niobate (LN)-based photonic crystal (PhC) cavities integrated with tapered and PhC waveguides remains challenging, due to structural imperfections. Notable, especially, are variations in hole radius (<i>r</i>) and inclination angle (°), which induce bandgap shifts and degrade quality factors (Q-factor). These fabrication errors underscore the critical need to address nanoscale tolerances. Here, we systematically investigate the impacts of key geometric parameters on optical performance and optimize a 2D LN-based cavity integrated with taper and PhC waveguide system. Using a 3D Finite-Difference Time-Domain (FDTD) and varFDTD simulations, we identify stringent fabrication thresholds. The <i>a</i> must exceed 0.72 µm to sustain Q > <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>7</mn></mrow></msup></mrow></semantics></math></inline-formula>; reducing <i>a</i> to 0.69 µm collapses Q-factors below <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>4</mn></mrow></msup></mrow></semantics></math></inline-formula>, due to under-coupled modes and bandgap misalignment, which necessitates ±0.005 µm precision. When an <i>r</i> < 0.22 µm weakens confinement, Q plummets to 2 × <inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><msup><mrow><mn>10</mn></mrow><mrow><mn>4</mn></mrow></msup></mrow></semantics></math></inline-formula> at <i>r</i> = 0.20 µm (±0.01 µm etching tolerance). Inclination angles < 70° induce 100× Q-factor losses, requiring ±2° alignment for symmetric modes. Air slot width (<i>s</i>) variations shift resonant wavelengths and require optimization in coordination with the inclination angle. By optimizing <i>s</i> and the inclination angle (at 70°), we achieve a record Q-factor of 6.21 ×<inline-formula><math xmlns="http://www.w3.org/1998/Math/MathML" display="inline"><semantics><mrow><mo> </mo><msup><mrow><mn>10</mn></mrow><mrow><mn>6</mn></mrow></msup></mrow></semantics></math></inline-formula>, with, in addition, C-band compatibility (1502–1581 nm). This work establishes rigorous design–fabrication guidelines, demonstrating the potential for LN-based photonic devices with high nano-fabrication robustness.https://www.mdpi.com/2304-6732/12/5/4752D LN-based PhC optical cavityPhC waveguidetaper waveguideparametric investigation
spellingShingle Sohail Muhammad
Dingwei Chen
Chengwei Xian
Jun Zhou
Zhongke Lei
Pengju Kuang
Liang Ma
Guangjun Wen
Boyu Fan
Yongjun Huang
Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
Photonics
2D LN-based PhC optical cavity
PhC waveguide
taper waveguide
parametric investigation
title Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
title_full Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
title_fullStr Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
title_full_unstemmed Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
title_short Parameter Investigations of Waveguide-Integrated Lithium Niobate Photonic Crystal Microcavity
title_sort parameter investigations of waveguide integrated lithium niobate photonic crystal microcavity
topic 2D LN-based PhC optical cavity
PhC waveguide
taper waveguide
parametric investigation
url https://www.mdpi.com/2304-6732/12/5/475
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