Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms

Abstract This paper proposes a review of the American literature, as well as the main rulings of Supreme Court of United States, aiming to map the pros and cons of inserting a mandatory pre-dispute arbitration clause in contracts between investors and brokerage/advisory firms that trade on the secur...

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Main Author: DÉBORA CHAVES MARTINES FERNANDES
Format: Article
Language:English
Published: Fundação Getúlio Vargas, Escola de Direito
Series:Revista Direito GV
Subjects:
Online Access:http://www.scielo.br/scielo.php?script=sci_arttext&pid=S1808-24322017000200520&lng=en&tlng=en
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author DÉBORA CHAVES MARTINES FERNANDES
author_facet DÉBORA CHAVES MARTINES FERNANDES
author_sort DÉBORA CHAVES MARTINES FERNANDES
collection DOAJ
description Abstract This paper proposes a review of the American literature, as well as the main rulings of Supreme Court of United States, aiming to map the pros and cons of inserting a mandatory pre-dispute arbitration clause in contracts between investors and brokerage/advisory firms that trade on the securities market. The study discusses some proposals to banish this sort of clause and some ideas to reach a middle ground solution.
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institution Kabale University
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spelling doaj-art-bde914787bdf4771ad3005306977ed922025-02-02T12:30:18ZengFundação Getúlio Vargas, Escola de DireitoRevista Direito GV2317-617213252053610.1590/2317-6172201720S1808-24322017000200520Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firmsDÉBORA CHAVES MARTINES FERNANDESAbstract This paper proposes a review of the American literature, as well as the main rulings of Supreme Court of United States, aiming to map the pros and cons of inserting a mandatory pre-dispute arbitration clause in contracts between investors and brokerage/advisory firms that trade on the securities market. The study discusses some proposals to banish this sort of clause and some ideas to reach a middle ground solution.http://www.scielo.br/scielo.php?script=sci_arttext&pid=S1808-24322017000200520&lng=en&tlng=enArbitrationinvestors’ protectionbrokerage/advisory firmssecurities marketadhesive contractsconsumers
spellingShingle DÉBORA CHAVES MARTINES FERNANDES
Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
Revista Direito GV
Arbitration
investors’ protection
brokerage/advisory firms
securities market
adhesive contracts
consumers
title Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
title_full Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
title_fullStr Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
title_full_unstemmed Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
title_short Investors´ protection in the U.S.: the issue of mandatory arbitration clauses in contracts between investors and brokerage/advisory firms
title_sort investors´ protection in the u s the issue of mandatory arbitration clauses in contracts between investors and brokerage advisory firms
topic Arbitration
investors’ protection
brokerage/advisory firms
securities market
adhesive contracts
consumers
url http://www.scielo.br/scielo.php?script=sci_arttext&pid=S1808-24322017000200520&lng=en&tlng=en
work_keys_str_mv AT deborachavesmartinesfernandes investorsprotectionintheustheissueofmandatoryarbitrationclausesincontractsbetweeninvestorsandbrokerageadvisoryfirms