Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning

The vibration monitoring data of the shearer cutting unit gearbox has a complex structure and is prone to class imbalance issues, leading to frequent false positives in traditional machine learning-based fault diagnosis methods. Meanwhile, deep learning-based approaches often suffer from complex mod...

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Main Authors: LI Xin, LI Shuhua, CHEN Hao, SI Lei, WEI Dong, ZOU Xiaoyu
Format: Article
Language:zho
Published: Editorial Department of Industry and Mine Automation 2025-03-01
Series:Gong-kuang zidonghua
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Online Access:http://www.gkzdh.cn/article/doi/10.13272/j.issn.1671-251x.2024110057
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author LI Xin
LI Shuhua
CHEN Hao
SI Lei
WEI Dong
ZOU Xiaoyu
author_facet LI Xin
LI Shuhua
CHEN Hao
SI Lei
WEI Dong
ZOU Xiaoyu
author_sort LI Xin
collection DOAJ
description The vibration monitoring data of the shearer cutting unit gearbox has a complex structure and is prone to class imbalance issues, leading to frequent false positives in traditional machine learning-based fault diagnosis methods. Meanwhile, deep learning-based approaches often suffer from complex model structures, low learning efficiency, and susceptibility to local optima, negatively impacting diagnostic performance. To address these issues, a fault diagnosis method was proposed for the shearer cutting unit gearbox based on improved cascaded broad learning (ICBL). A random hypergraph convolution mechanism was introduced into the feature nodes of the ICBL model to fully exploit the complex multivariate structural information in the vibration data of the shearer cutting unit gearbox, thereby enhancing the representation of fault features. Additionally, a class-specific weight allocation strategy was adopted to assign higher weights to minority class samples based on the class distribution of the input data, improving fault diagnosis performance under imbalanced data conditions. The effectiveness of the ICBL-based fault diagnosis method was validated using a shearer cutting unit gearbox fault simulation test platform. Experimental results demonstrated that the proposed method effectively enhanced the discriminability of fault features, achieving a diagnostic accuracy of 94.52% when the data imbalance ratio was 15, with a fault recognition time of 0.284 ms per sample. The method outperformed cascaded broad learning systems, weighted broad learning systems, multi-scale convolutional neural networks, hypergraph neural networks, and multi-resolution hypergraph convolutional networks, demonstrating significant engineering application value.
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institution Kabale University
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publisher Editorial Department of Industry and Mine Automation
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spelling doaj-art-bccc4407e666476cb397e30ac3e031d92025-08-20T03:53:28ZzhoEditorial Department of Industry and Mine AutomationGong-kuang zidonghua1671-251X2025-03-01513869510.13272/j.issn.1671-251x.2024110057Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learningLI Xin0LI Shuhua1CHEN Hao2SI Lei3WEI Dong4ZOU XiaoyuSchool of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, ChinaSchool of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, ChinaSchool of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, ChinaSchool of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, ChinaSchool of Mechanical and Electrical Engineering, China University of Mining and Technology, Xuzhou 221116, ChinaThe vibration monitoring data of the shearer cutting unit gearbox has a complex structure and is prone to class imbalance issues, leading to frequent false positives in traditional machine learning-based fault diagnosis methods. Meanwhile, deep learning-based approaches often suffer from complex model structures, low learning efficiency, and susceptibility to local optima, negatively impacting diagnostic performance. To address these issues, a fault diagnosis method was proposed for the shearer cutting unit gearbox based on improved cascaded broad learning (ICBL). A random hypergraph convolution mechanism was introduced into the feature nodes of the ICBL model to fully exploit the complex multivariate structural information in the vibration data of the shearer cutting unit gearbox, thereby enhancing the representation of fault features. Additionally, a class-specific weight allocation strategy was adopted to assign higher weights to minority class samples based on the class distribution of the input data, improving fault diagnosis performance under imbalanced data conditions. The effectiveness of the ICBL-based fault diagnosis method was validated using a shearer cutting unit gearbox fault simulation test platform. Experimental results demonstrated that the proposed method effectively enhanced the discriminability of fault features, achieving a diagnostic accuracy of 94.52% when the data imbalance ratio was 15, with a fault recognition time of 0.284 ms per sample. The method outperformed cascaded broad learning systems, weighted broad learning systems, multi-scale convolutional neural networks, hypergraph neural networks, and multi-resolution hypergraph convolutional networks, demonstrating significant engineering application value.http://www.gkzdh.cn/article/doi/10.13272/j.issn.1671-251x.2024110057shearer cutting unitgearboxfault diagnosiscascaded broad learningrandom hypergraph convolutionclass-specific weight
spellingShingle LI Xin
LI Shuhua
CHEN Hao
SI Lei
WEI Dong
ZOU Xiaoyu
Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
Gong-kuang zidonghua
shearer cutting unit
gearbox
fault diagnosis
cascaded broad learning
random hypergraph convolution
class-specific weight
title Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
title_full Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
title_fullStr Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
title_full_unstemmed Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
title_short Fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
title_sort fault diagnosis of shearer cutting unit gearbox based on improved cascaded broad learning
topic shearer cutting unit
gearbox
fault diagnosis
cascaded broad learning
random hypergraph convolution
class-specific weight
url http://www.gkzdh.cn/article/doi/10.13272/j.issn.1671-251x.2024110057
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AT lishuhua faultdiagnosisofshearercuttingunitgearboxbasedonimprovedcascadedbroadlearning
AT chenhao faultdiagnosisofshearercuttingunitgearboxbasedonimprovedcascadedbroadlearning
AT silei faultdiagnosisofshearercuttingunitgearboxbasedonimprovedcascadedbroadlearning
AT weidong faultdiagnosisofshearercuttingunitgearboxbasedonimprovedcascadedbroadlearning
AT zouxiaoyu faultdiagnosisofshearercuttingunitgearboxbasedonimprovedcascadedbroadlearning