YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion

This paper addresses the core contradiction in fault diagnosis of gearboxes in heavy-duty equipment, where it is challenging to achieve both lightweight and robustness in dynamic industrial environments. Current diagnostic algorithms often struggle with balancing computational efficiency and diagnos...

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Main Authors: Yihang Peng, Jianjie Zhang, Songpeng Liu, Mingyang Zhang, Yichen Guo
Format: Article
Language:English
Published: MDPI AG 2025-08-01
Series:Sensors
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Online Access:https://www.mdpi.com/1424-8220/25/15/4862
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author Yihang Peng
Jianjie Zhang
Songpeng Liu
Mingyang Zhang
Yichen Guo
author_facet Yihang Peng
Jianjie Zhang
Songpeng Liu
Mingyang Zhang
Yichen Guo
author_sort Yihang Peng
collection DOAJ
description This paper addresses the core contradiction in fault diagnosis of gearboxes in heavy-duty equipment, where it is challenging to achieve both lightweight and robustness in dynamic industrial environments. Current diagnostic algorithms often struggle with balancing computational efficiency and diagnostic accuracy, particularly in noisy and variable operating conditions. Many existing methods either rely on complex architectures that are computationally expensive or oversimplified models that lack robustness to environmental interference. A novel, lightweight, and robust diagnostic network, YConvFormer, is proposed. Firstly, a time–frequency joint input channel is introduced, which integrates time-domain waveforms and frequency-domain spectrums at the input layer. It incorporates an Efficient Channel Attention mechanism with dynamic weighting to filter noise in specific frequency bands, suppressing high-frequency noise and enhancing the complementary relationship between time–frequency features. Secondly, an axial-enhanced broadcast attention mechanism is proposed. It models long-range temporal dependencies through spatial axial modeling, expanding the receptive field of shock features, while channel axial reinforcement strengthens the interaction of harmonics across frequency bands. This mechanism refines temporal modeling with minimal computation. Finally, the YConvFormer lightweight architecture is proposed, which combines shallow feature processing with global–local modeling, significantly reducing computational load. The experimental results on the XJTU and SEU gearbox datasets show that the proposed method improves the average accuracy by 6.55% and 19.58%, respectively, compared to the best baseline model, LiteFormer.
format Article
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institution Kabale University
issn 1424-8220
language English
publishDate 2025-08-01
publisher MDPI AG
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series Sensors
spelling doaj-art-b91d2ed699e5489f9db7afac421d0eea2025-08-20T03:36:26ZengMDPI AGSensors1424-82202025-08-012515486210.3390/s25154862YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency FusionYihang Peng0Jianjie Zhang1Songpeng Liu2Mingyang Zhang3Yichen Guo4College of Mechanical Engineering, Xinjiang University, Urumqi 830017, ChinaCollege of Mechanical Engineering, Xinjiang University, Urumqi 830017, ChinaCollege of Mechanical Engineering, Xinjiang University, Urumqi 830017, ChinaCollege of Software, Xinjiang University, Urumqi 830091, ChinaCollege of Mechanical Engineering, Xinjiang University, Urumqi 830017, ChinaThis paper addresses the core contradiction in fault diagnosis of gearboxes in heavy-duty equipment, where it is challenging to achieve both lightweight and robustness in dynamic industrial environments. Current diagnostic algorithms often struggle with balancing computational efficiency and diagnostic accuracy, particularly in noisy and variable operating conditions. Many existing methods either rely on complex architectures that are computationally expensive or oversimplified models that lack robustness to environmental interference. A novel, lightweight, and robust diagnostic network, YConvFormer, is proposed. Firstly, a time–frequency joint input channel is introduced, which integrates time-domain waveforms and frequency-domain spectrums at the input layer. It incorporates an Efficient Channel Attention mechanism with dynamic weighting to filter noise in specific frequency bands, suppressing high-frequency noise and enhancing the complementary relationship between time–frequency features. Secondly, an axial-enhanced broadcast attention mechanism is proposed. It models long-range temporal dependencies through spatial axial modeling, expanding the receptive field of shock features, while channel axial reinforcement strengthens the interaction of harmonics across frequency bands. This mechanism refines temporal modeling with minimal computation. Finally, the YConvFormer lightweight architecture is proposed, which combines shallow feature processing with global–local modeling, significantly reducing computational load. The experimental results on the XJTU and SEU gearbox datasets show that the proposed method improves the average accuracy by 6.55% and 19.58%, respectively, compared to the best baseline model, LiteFormer.https://www.mdpi.com/1424-8220/25/15/4862gearbox fault diagnosistime–frequency fusionaxial decompositionlightweight modelnoise robustness
spellingShingle Yihang Peng
Jianjie Zhang
Songpeng Liu
Mingyang Zhang
Yichen Guo
YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
Sensors
gearbox fault diagnosis
time–frequency fusion
axial decomposition
lightweight model
noise robustness
title YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
title_full YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
title_fullStr YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
title_full_unstemmed YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
title_short YConvFormer: A Lightweight and Robust Transformer for Gearbox Fault Diagnosis with Time–Frequency Fusion
title_sort yconvformer a lightweight and robust transformer for gearbox fault diagnosis with time frequency fusion
topic gearbox fault diagnosis
time–frequency fusion
axial decomposition
lightweight model
noise robustness
url https://www.mdpi.com/1424-8220/25/15/4862
work_keys_str_mv AT yihangpeng yconvformeralightweightandrobusttransformerforgearboxfaultdiagnosiswithtimefrequencyfusion
AT jianjiezhang yconvformeralightweightandrobusttransformerforgearboxfaultdiagnosiswithtimefrequencyfusion
AT songpengliu yconvformeralightweightandrobusttransformerforgearboxfaultdiagnosiswithtimefrequencyfusion
AT mingyangzhang yconvformeralightweightandrobusttransformerforgearboxfaultdiagnosiswithtimefrequencyfusion
AT yichenguo yconvformeralightweightandrobusttransformerforgearboxfaultdiagnosiswithtimefrequencyfusion