The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance

This research focuses on how market sentiment affects corporate governance in the Chinese market. The sample covers the years from 2014 to 2023. Market sentiment is estimated using a cross-sectional absolute deviation (CSAD) model, and earnings quality is used as an indicator of the consequences of...

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Main Authors: Hangbo Liu, Xuemeng Guo, Dachen Sheng
Format: Article
Language:English
Published: MDPI AG 2024-11-01
Series:Mathematics
Subjects:
Online Access:https://www.mdpi.com/2227-7390/12/22/3505
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author Hangbo Liu
Xuemeng Guo
Dachen Sheng
author_facet Hangbo Liu
Xuemeng Guo
Dachen Sheng
author_sort Hangbo Liu
collection DOAJ
description This research focuses on how market sentiment affects corporate governance in the Chinese market. The sample covers the years from 2014 to 2023. Market sentiment is estimated using a cross-sectional absolute deviation (CSAD) model, and earnings quality is used as an indicator of the consequences of corporate governance. Both mutual fund shareholding and the number of firm visits by mutual fund analysts are verified as effective corporate governance instruments that work well in a regular market but become ineffective when the market sentiment is high. The reason for this is that managers’ expectations change, and they may believe that disclosing good news during high-sentiment market periods significantly increases the share prices and helps them meet their performance requirements. In a high-sentiment market, an incentive contract encourages managers to take on projects with inappropriate risk or even manipulate earnings. One potential solution is to adopt venture capital firms’ high-water mark and clawback clauses to prevent managers from focusing on short-term goals rather than seeking long-term business sustainability.
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spelling doaj-art-b126f60d416b4167b5862e7acf8bf3e32025-08-20T02:05:04ZengMDPI AGMathematics2227-73902024-11-011222350510.3390/math12223505The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and GovernanceHangbo Liu0Xuemeng Guo1Dachen Sheng2School of Economics and Management, Beijing Jiaotong University, No. 3 Shangyuancun, Beijing 100044, ChinaSchool of Economics and Management, Beijing Jiaotong University, No. 3 Shangyuancun, Beijing 100044, ChinaInternational College of Liberal Arts, Yamanashi Gakuin University, 2-4-5 Sakaori, Kofu 400-8575, Yamanashi, JapanThis research focuses on how market sentiment affects corporate governance in the Chinese market. The sample covers the years from 2014 to 2023. Market sentiment is estimated using a cross-sectional absolute deviation (CSAD) model, and earnings quality is used as an indicator of the consequences of corporate governance. Both mutual fund shareholding and the number of firm visits by mutual fund analysts are verified as effective corporate governance instruments that work well in a regular market but become ineffective when the market sentiment is high. The reason for this is that managers’ expectations change, and they may believe that disclosing good news during high-sentiment market periods significantly increases the share prices and helps them meet their performance requirements. In a high-sentiment market, an incentive contract encourages managers to take on projects with inappropriate risk or even manipulate earnings. One potential solution is to adopt venture capital firms’ high-water mark and clawback clauses to prevent managers from focusing on short-term goals rather than seeking long-term business sustainability.https://www.mdpi.com/2227-7390/12/22/3505market sentimentearnings qualitycorporate risk governancemutual fund shareholdinganalyst firm visitbusiness sustainability
spellingShingle Hangbo Liu
Xuemeng Guo
Dachen Sheng
The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
Mathematics
market sentiment
earnings quality
corporate risk governance
mutual fund shareholding
analyst firm visit
business sustainability
title The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
title_full The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
title_fullStr The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
title_full_unstemmed The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
title_short The Impact of Heterogeneous Market Sentiments on Corporate Risk-Taking and Governance
title_sort impact of heterogeneous market sentiments on corporate risk taking and governance
topic market sentiment
earnings quality
corporate risk governance
mutual fund shareholding
analyst firm visit
business sustainability
url https://www.mdpi.com/2227-7390/12/22/3505
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