Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning

Estimating battery states such as State of Charge (SOC) and State of Health (SOH) is an essential component in developing energy storage technologies, which require accurate estimation of complex and nonlinear systems. A significant challenge is extracting pertinent spatial and temporal features fro...

Full description

Saved in:
Bibliographic Details
Main Authors: Kai Zhao, Ying Liu, Yue Zhou, Wenlong Ming, Jianzhong Wu
Format: Article
Language:English
Published: China electric power research institute 2025-01-01
Series:CSEE Journal of Power and Energy Systems
Subjects:
Online Access:https://ieeexplore.ieee.org/document/10838241/
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1850179930942341120
author Kai Zhao
Ying Liu
Yue Zhou
Wenlong Ming
Jianzhong Wu
author_facet Kai Zhao
Ying Liu
Yue Zhou
Wenlong Ming
Jianzhong Wu
author_sort Kai Zhao
collection DOAJ
description Estimating battery states such as State of Charge (SOC) and State of Health (SOH) is an essential component in developing energy storage technologies, which require accurate estimation of complex and nonlinear systems. A significant challenge is extracting pertinent spatial and temporal features from original battery data, which is crucial for efficient battery management systems. The emergence of digital twin (DT) technology offers a novel opportunity for performance monitoring and management of lithium-ion batteries, enhancing collaborative capacity among different battery state estimation techniques and enabling optimal operation of battery storage units. In this study, we propose a DT-supported battery state estimation method, in collaboration with the temporal convolutional network (TCN) and the long short-term memory (LSTM), to address the challenge of feature extraction. Firstly, we introduce a 4-layer hierarchical DT to overcome computational and data storage limitations in conventional battery management systems. Secondly, we present an online algorithm, TCN-LSTM for battery state estimation. Compared to conventional methods, TCN-LSTM outperforms other cyclic networks in various sequence modelling tasks and exhibits reduced reliance on the initial state conditions of the battery. Our methodology employs transfer learning to dynamically adjust the neural network parameters based on fresh data, ensuring real-time updating and enhancing the DT's accuracy. Focusing on SOC, SOH and Remaining Useful Life (RUL) estimation, our model demonstrates exceptional results. When testing with 90 cycle data, the average root mean square error (RMSE) values for SOC, SOH, and RUL are 1.1 %, 0.8%, and 0.9 % respectively, significantly outperforming traditional CNN's 2.2%, 2.0% and 3.6% and others. These results un-equivocally demonstrate the contribution of the DT model to battery management, highlighting the outstanding robustness of our proposed method, showcasing consistent performance across various conditions and superior adaptability compared to other models.
format Article
id doaj-art-af2fb65156d74ef8b216bb653d3bbd49
institution OA Journals
issn 2096-0042
language English
publishDate 2025-01-01
publisher China electric power research institute
record_format Article
series CSEE Journal of Power and Energy Systems
spelling doaj-art-af2fb65156d74ef8b216bb653d3bbd492025-08-20T02:18:21ZengChina electric power research instituteCSEE Journal of Power and Energy Systems2096-00422025-01-0111256757910.17775/CSEEJPES.2024.0090010838241Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer LearningKai Zhao0Ying Liu1https://orcid.org/0000-0001-9319-5940Yue Zhou2Wenlong Ming3Jianzhong Wu4School of Engineering, Cardiff University,Cardiff,Wales,UK,CF24 3AASchool of Engineering, Cardiff University,Cardiff,Wales,UK,CF24 3AASchool of Engineering, Cardiff University,Cardiff,Wales,UK,CF24 3AASchool of Engineering, Cardiff University,Cardiff,Wales,UK,CF24 3AASchool of Engineering, Cardiff University,Cardiff,Wales,UK,CF24 3AAEstimating battery states such as State of Charge (SOC) and State of Health (SOH) is an essential component in developing energy storage technologies, which require accurate estimation of complex and nonlinear systems. A significant challenge is extracting pertinent spatial and temporal features from original battery data, which is crucial for efficient battery management systems. The emergence of digital twin (DT) technology offers a novel opportunity for performance monitoring and management of lithium-ion batteries, enhancing collaborative capacity among different battery state estimation techniques and enabling optimal operation of battery storage units. In this study, we propose a DT-supported battery state estimation method, in collaboration with the temporal convolutional network (TCN) and the long short-term memory (LSTM), to address the challenge of feature extraction. Firstly, we introduce a 4-layer hierarchical DT to overcome computational and data storage limitations in conventional battery management systems. Secondly, we present an online algorithm, TCN-LSTM for battery state estimation. Compared to conventional methods, TCN-LSTM outperforms other cyclic networks in various sequence modelling tasks and exhibits reduced reliance on the initial state conditions of the battery. Our methodology employs transfer learning to dynamically adjust the neural network parameters based on fresh data, ensuring real-time updating and enhancing the DT's accuracy. Focusing on SOC, SOH and Remaining Useful Life (RUL) estimation, our model demonstrates exceptional results. When testing with 90 cycle data, the average root mean square error (RMSE) values for SOC, SOH, and RUL are 1.1 %, 0.8%, and 0.9 % respectively, significantly outperforming traditional CNN's 2.2%, 2.0% and 3.6% and others. These results un-equivocally demonstrate the contribution of the DT model to battery management, highlighting the outstanding robustness of our proposed method, showcasing consistent performance across various conditions and superior adaptability compared to other models.https://ieeexplore.ieee.org/document/10838241/Battery energy storage systembattery state estimationdeep learningdigital twintransfer learning
spellingShingle Kai Zhao
Ying Liu
Yue Zhou
Wenlong Ming
Jianzhong Wu
Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
CSEE Journal of Power and Energy Systems
Battery energy storage system
battery state estimation
deep learning
digital twin
transfer learning
title Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
title_full Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
title_fullStr Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
title_full_unstemmed Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
title_short Digital Twin-Supported Battery State Estimation Based on TCN-LSTM Neural Networks and Transfer Learning
title_sort digital twin supported battery state estimation based on tcn lstm neural networks and transfer learning
topic Battery energy storage system
battery state estimation
deep learning
digital twin
transfer learning
url https://ieeexplore.ieee.org/document/10838241/
work_keys_str_mv AT kaizhao digitaltwinsupportedbatterystateestimationbasedontcnlstmneuralnetworksandtransferlearning
AT yingliu digitaltwinsupportedbatterystateestimationbasedontcnlstmneuralnetworksandtransferlearning
AT yuezhou digitaltwinsupportedbatterystateestimationbasedontcnlstmneuralnetworksandtransferlearning
AT wenlongming digitaltwinsupportedbatterystateestimationbasedontcnlstmneuralnetworksandtransferlearning
AT jianzhongwu digitaltwinsupportedbatterystateestimationbasedontcnlstmneuralnetworksandtransferlearning