Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis

Li-Li Huang,1 Ju-Hong Yang,2 Wei-Wen Hong,3 Bin-Liang Wang,4 Hai-Fei Chen5 1Department of Quality Management, Huangyan Hospital Affiliated to Wenzhou Medical University, Taizhou, Zhejiang, People’s Republic of China; 2Infusion Room, Taizhou First People’s Hospital, Huangyan, Zhejiang, People’s Repub...

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Main Authors: Huang LL, Yang JH, Hong WW, Wang BL, Chen HF
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Language:English
Published: Dove Medical Press 2025-06-01
Series:Risk Management and Healthcare Policy
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Online Access:https://www.dovepress.com/tracing-missing-surgical-specimens-a-quality-improvement-strategy-for--peer-reviewed-fulltext-article-RMHP
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author Huang LL
Yang JH
Hong WW
Wang BL
Chen HF
author_facet Huang LL
Yang JH
Hong WW
Wang BL
Chen HF
author_sort Huang LL
collection DOAJ
description Li-Li Huang,1 Ju-Hong Yang,2 Wei-Wen Hong,3 Bin-Liang Wang,4 Hai-Fei Chen5 1Department of Quality Management, Huangyan Hospital Affiliated to Wenzhou Medical University, Taizhou, Zhejiang, People’s Republic of China; 2Infusion Room, Taizhou First People’s Hospital, Huangyan, Zhejiang, People’s Republic of China; 3Department of General Surgery, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of China; 4Department of Hospital, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of China; 5Operating Room, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of ChinaCorrespondence: Hai-Fei Chen, Operating Room, Taizhou First People’s Hospital, Taizhou, Zhejiang, China, No. 218, Hengjie Road, Huangyan District, Taizhou, Zhejiang, 318020, People’s Republic of China, Tel +86-13575807288, Email chenhaifei0803@163.com Bin-Liang Wang, Hospital Department, Taizhou First People’s Hospital, No. 218, Hengjie Road, Huangyan District, Taizhou, Zhejiang, 318020, People’s Republic of China, Email billywangchina@foxmail.comBackground: In 2022, a critical incident occurred at a Chinese hospital where a surgical specimen from a rectal prostate procedure was misplaced, necessitating repeat surgery for the patient. This event underscored systemic vulnerabilities in specimen handling processes and catalyzed an investigation into how healthcare systems manage medical errors to uphold patient safety.Methods: Using root cause analysis (RCA), we dissected the workflow gaps and organizational factors contributing to the specimen loss. Key failures identified included unclear role delineation among staff, inadequate specimen labeling protocols, and lack of real-time tracking mechanisms. Three interventions were implemented: (1) Redesigning specimen handling workflows with explicit role responsibilities; (2) Developing standardized, color-coded specimen bottles and racks to improve visual identification; (3) Integrating an electronic tracking system for closed-loop management of specimens.Results: Post-intervention, the recognition rate of post-use specimen vials improved from 0% to 100% after implementing a dual-color sealing system (white cap with red ring), enabling visual confirmation of proper sealing. Over two years, no surgical pathology specimens were lost post-intervention.Conclusion: The RCA-driven reforms effectively addressed systemic flaws in specimen management, demonstrating that targeted process redesign, ergonomic tools, and digital tracking can mitigate risks of medical errors. This case highlights the importance of analyzing localized workflow failures within broader systemic contexts to build resilient, patient-centered medical care systems.Keywords: rectal prostate specimens, medical errors, root cause analysis, patient safety, quality improvement
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spelling doaj-art-84d7c2e6140346118958c9e00aef0fb72025-08-20T03:27:14ZengDove Medical PressRisk Management and Healthcare Policy1179-15942025-06-01Volume 18Issue 121392150104262Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause AnalysisHuang LLYang JHHong WW0Wang BLChen HFDepartment of General SurgeryLi-Li Huang,1 Ju-Hong Yang,2 Wei-Wen Hong,3 Bin-Liang Wang,4 Hai-Fei Chen5 1Department of Quality Management, Huangyan Hospital Affiliated to Wenzhou Medical University, Taizhou, Zhejiang, People’s Republic of China; 2Infusion Room, Taizhou First People’s Hospital, Huangyan, Zhejiang, People’s Republic of China; 3Department of General Surgery, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of China; 4Department of Hospital, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of China; 5Operating Room, Taizhou First People’s Hospital, Taizhou, Zhejiang, People’s Republic of ChinaCorrespondence: Hai-Fei Chen, Operating Room, Taizhou First People’s Hospital, Taizhou, Zhejiang, China, No. 218, Hengjie Road, Huangyan District, Taizhou, Zhejiang, 318020, People’s Republic of China, Tel +86-13575807288, Email chenhaifei0803@163.com Bin-Liang Wang, Hospital Department, Taizhou First People’s Hospital, No. 218, Hengjie Road, Huangyan District, Taizhou, Zhejiang, 318020, People’s Republic of China, Email billywangchina@foxmail.comBackground: In 2022, a critical incident occurred at a Chinese hospital where a surgical specimen from a rectal prostate procedure was misplaced, necessitating repeat surgery for the patient. This event underscored systemic vulnerabilities in specimen handling processes and catalyzed an investigation into how healthcare systems manage medical errors to uphold patient safety.Methods: Using root cause analysis (RCA), we dissected the workflow gaps and organizational factors contributing to the specimen loss. Key failures identified included unclear role delineation among staff, inadequate specimen labeling protocols, and lack of real-time tracking mechanisms. Three interventions were implemented: (1) Redesigning specimen handling workflows with explicit role responsibilities; (2) Developing standardized, color-coded specimen bottles and racks to improve visual identification; (3) Integrating an electronic tracking system for closed-loop management of specimens.Results: Post-intervention, the recognition rate of post-use specimen vials improved from 0% to 100% after implementing a dual-color sealing system (white cap with red ring), enabling visual confirmation of proper sealing. Over two years, no surgical pathology specimens were lost post-intervention.Conclusion: The RCA-driven reforms effectively addressed systemic flaws in specimen management, demonstrating that targeted process redesign, ergonomic tools, and digital tracking can mitigate risks of medical errors. This case highlights the importance of analyzing localized workflow failures within broader systemic contexts to build resilient, patient-centered medical care systems.Keywords: rectal prostate specimens, medical errors, root cause analysis, patient safety, quality improvementhttps://www.dovepress.com/tracing-missing-surgical-specimens-a-quality-improvement-strategy-for--peer-reviewed-fulltext-article-RMHPrectal prostate specimensmedical errorsroot cause analysispatient safetyquality improvement
spellingShingle Huang LL
Yang JH
Hong WW
Wang BL
Chen HF
Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
Risk Management and Healthcare Policy
rectal prostate specimens
medical errors
root cause analysis
patient safety
quality improvement
title Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
title_full Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
title_fullStr Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
title_full_unstemmed Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
title_short Tracing Missing Surgical Specimens: A Quality Improvement Strategy for Adverse Events Based on Root Cause Analysis
title_sort tracing missing surgical specimens a quality improvement strategy for adverse events based on root cause analysis
topic rectal prostate specimens
medical errors
root cause analysis
patient safety
quality improvement
url https://www.dovepress.com/tracing-missing-surgical-specimens-a-quality-improvement-strategy-for--peer-reviewed-fulltext-article-RMHP
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AT hongww tracingmissingsurgicalspecimensaqualityimprovementstrategyforadverseeventsbasedonrootcauseanalysis
AT wangbl tracingmissingsurgicalspecimensaqualityimprovementstrategyforadverseeventsbasedonrootcauseanalysis
AT chenhf tracingmissingsurgicalspecimensaqualityimprovementstrategyforadverseeventsbasedonrootcauseanalysis