Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates

The Dupire formula is a very useful tool for pricing financial derivatives. This paper is dedicated to deriving the aforementioned formula for the European call option in the space of distributions by applying a mathematically rigorous approach developed in our previous paper concerning the case of...

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Main Authors: Piotr Nowak, Dariusz Gatarek
Format: Article
Language:English
Published: MDPI AG 2025-03-01
Series:Entropy
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Online Access:https://www.mdpi.com/1099-4300/27/3/320
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author Piotr Nowak
Dariusz Gatarek
author_facet Piotr Nowak
Dariusz Gatarek
author_sort Piotr Nowak
collection DOAJ
description The Dupire formula is a very useful tool for pricing financial derivatives. This paper is dedicated to deriving the aforementioned formula for the European call option in the space of distributions by applying a mathematically rigorous approach developed in our previous paper concerning the case of the Margrabe option. We assume that the underlying asset is described by the Merton jump-diffusion model. Using this stochastic process allows us to take into account jumps in the price of the considered asset. Moreover, we assume that the instantaneous interest rate follows the Merton model (1973). Therefore, in contrast to the models combining a constant interest rate and a continuous underlying asset price process, frequently observed in the literature, applying both stochastic processes could accurately reflect financial market behaviour. Moreover, we illustrate the possibility of using the minimal entropy martingale measure as the risk-neutral measure in our approach.
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spelling doaj-art-818c07efcc0b4a9c95548bf6aeb0181d2025-08-20T02:42:32ZengMDPI AGEntropy1099-43002025-03-0127332010.3390/e27030320Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest RatesPiotr Nowak0Dariusz Gatarek1Systems Research Institute, Polish Academy of Sciences, Newelska 6, 01-447 Warsaw, PolandSystems Research Institute, Polish Academy of Sciences, Newelska 6, 01-447 Warsaw, PolandThe Dupire formula is a very useful tool for pricing financial derivatives. This paper is dedicated to deriving the aforementioned formula for the European call option in the space of distributions by applying a mathematically rigorous approach developed in our previous paper concerning the case of the Margrabe option. We assume that the underlying asset is described by the Merton jump-diffusion model. Using this stochastic process allows us to take into account jumps in the price of the considered asset. Moreover, we assume that the instantaneous interest rate follows the Merton model (1973). Therefore, in contrast to the models combining a constant interest rate and a continuous underlying asset price process, frequently observed in the literature, applying both stochastic processes could accurately reflect financial market behaviour. Moreover, we illustrate the possibility of using the minimal entropy martingale measure as the risk-neutral measure in our approach.https://www.mdpi.com/1099-4300/27/3/320Dupire formulaEuropean optionMerton modellocal volatilitySchwartz distributions
spellingShingle Piotr Nowak
Dariusz Gatarek
Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
Entropy
Dupire formula
European option
Merton model
local volatility
Schwartz distributions
title Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
title_full Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
title_fullStr Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
title_full_unstemmed Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
title_short Distribution Approach to Local Volatility for European Options in the Merton Model with Stochastic Interest Rates
title_sort distribution approach to local volatility for european options in the merton model with stochastic interest rates
topic Dupire formula
European option
Merton model
local volatility
Schwartz distributions
url https://www.mdpi.com/1099-4300/27/3/320
work_keys_str_mv AT piotrnowak distributionapproachtolocalvolatilityforeuropeanoptionsinthemertonmodelwithstochasticinterestrates
AT dariuszgatarek distributionapproachtolocalvolatilityforeuropeanoptionsinthemertonmodelwithstochasticinterestrates