The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input

The theory equates the maximum output deviations (efficient frontier) caused by combined inputs with affinity-synergy in a system, which leads to a parametric volatility whose curve can be compared to data envelopment analysis (DEA). The input is a cumulative variable (e.g.: merged assets), and the...

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Main Author: Henrique De Carvalho Videira
Format: Article
Language:English
Published: Academic Research and Publishing UG 2023-03-01
Series:Financial Markets, Institutions and Risks
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Online Access:https://armgpublishing.com/wp-content/uploads/2023/03/4_FMIR_1_2023.pdf
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author Henrique De Carvalho Videira
author_facet Henrique De Carvalho Videira
author_sort Henrique De Carvalho Videira
collection DOAJ
description The theory equates the maximum output deviations (efficient frontier) caused by combined inputs with affinity-synergy in a system, which leads to a parametric volatility whose curve can be compared to data envelopment analysis (DEA). The input is a cumulative variable (e.g.: merged assets), and the output is a flow variable (e.g.: combined incomes). Rather than being purely stochastic, volatility is estimated by a novel parameter for risk named synergy, which is constrained by critical input (scarce resources). The output acceleration derived from the mergers among inputs, boosted by synergy, is the main foundation of the approach, which particular case gives Shannon and Boltzmann-Gibbs entropies. Tests are done in the 11 USA Sectors over their quarterly financial statements, proving that synergy is significant for financial statements, whereas typical betas only present significance in stock market data. A practical application is a novel discount rate for valuation using synergy, whose results for each sector are stable and coherent with perceived risk. Systems that rely on causal relations between output and multiple inputs can be regressed under novel parameters, rather than reckoning exclusively in optimization procedures.
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spelling doaj-art-75013ffa9f374e26bb2042140a14ed8b2025-08-20T03:08:21ZengAcademic Research and Publishing UGFinancial Markets, Institutions and Risks2521-12502521-12422023-03-0171397010.61093/fmir.7(1).39-70.2023The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical inputHenrique De Carvalho Videira0https://orcid.org/0000-0001-9362-2244Federal University of Rio de Janeiro, Central Bank of Brazil, Centro, Rio de Janeiro-RJ, BrazilThe theory equates the maximum output deviations (efficient frontier) caused by combined inputs with affinity-synergy in a system, which leads to a parametric volatility whose curve can be compared to data envelopment analysis (DEA). The input is a cumulative variable (e.g.: merged assets), and the output is a flow variable (e.g.: combined incomes). Rather than being purely stochastic, volatility is estimated by a novel parameter for risk named synergy, which is constrained by critical input (scarce resources). The output acceleration derived from the mergers among inputs, boosted by synergy, is the main foundation of the approach, which particular case gives Shannon and Boltzmann-Gibbs entropies. Tests are done in the 11 USA Sectors over their quarterly financial statements, proving that synergy is significant for financial statements, whereas typical betas only present significance in stock market data. A practical application is a novel discount rate for valuation using synergy, whose results for each sector are stable and coherent with perceived risk. Systems that rely on causal relations between output and multiple inputs can be regressed under novel parameters, rather than reckoning exclusively in optimization procedures.https://armgpublishing.com/wp-content/uploads/2023/03/4_FMIR_1_2023.pdfparametric volatilitysynergyefficient frontiercritical inputmaximum entropyrisk analysis
spellingShingle Henrique De Carvalho Videira
The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
Financial Markets, Institutions and Risks
parametric volatility
synergy
efficient frontier
critical input
maximum entropy
risk analysis
title The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
title_full The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
title_fullStr The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
title_full_unstemmed The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
title_short The Synergic Entropy. An efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
title_sort synergic entropy an efficient frontier output derived from merged input units boosted by synergy and constrained by critical input
topic parametric volatility
synergy
efficient frontier
critical input
maximum entropy
risk analysis
url https://armgpublishing.com/wp-content/uploads/2023/03/4_FMIR_1_2023.pdf
work_keys_str_mv AT henriquedecarvalhovideira thesynergicentropyanefficientfrontieroutputderivedfrommergedinputunitsboostedbysynergyandconstrainedbycriticalinput
AT henriquedecarvalhovideira synergicentropyanefficientfrontieroutputderivedfrommergedinputunitsboostedbysynergyandconstrainedbycriticalinput