Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study

Introduction The predominant provider payment models in healthcare, particularly fee-for-service, hinder the delivery of high-value care and can encourage healthcare providers to prioritise the volume of care over the value of care. To address these issues, healthcare providers, payers and policymak...

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Main Authors: Frank Eijkenaar, Celine Maria Rosanne Hendriks, Miel Antonius Petrus Vugts, Jeroen Nathan Struijs, Daniëlle Cattel
Format: Article
Language:English
Published: BMJ Publishing Group 2024-09-01
Series:BMJ Open
Online Access:https://bmjopen.bmj.com/content/14/9/e082372.full
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author Frank Eijkenaar
Celine Maria Rosanne Hendriks
Miel Antonius Petrus Vugts
Jeroen Nathan Struijs
Daniëlle Cattel
author_facet Frank Eijkenaar
Celine Maria Rosanne Hendriks
Miel Antonius Petrus Vugts
Jeroen Nathan Struijs
Daniëlle Cattel
author_sort Frank Eijkenaar
collection DOAJ
description Introduction The predominant provider payment models in healthcare, particularly fee-for-service, hinder the delivery of high-value care and can encourage healthcare providers to prioritise the volume of care over the value of care. To address these issues, healthcare providers, payers and policymakers are increasingly experimenting with alternative payment models (APMs), such as shared savings (SS) and bundled payment (BP). Despite a growing body of literature on APMs, there is still limited insight into what works in developing and implementing successful APMs, as well as how, why and under what circumstances. This paper presents the protocol for a study that aims to (1) identify these circumstances and reveal the underlying mechanisms through which outcomes are achieved and (2) identify transferrable lessons for successful APMs in practice.Methods and analysis Drawing on realist evaluation principles, this study will employ an iterative three-step approach to elicit a programme theory that describes the relationship between context, mechanisms and outcomes of APMs. The first step involves a literature review to identify the initial programme theory. The second step entails empirical testing of this theory via a multiple case study design including seven SS and BP initiatives in Dutch hospital care. We will use various qualitative and quantitative methods, including interviews with involved stakeholders, document analysis and difference-in-differences analyses. In the final step, these data and the applicable formal theories will be combined to test and refine the (I)PT and address the research objectives.Ethics and dissemination Ethical approval has been granted by the Research Ethics Review Committee of Erasmus School of Health Policy and Management (Project ID ETH2122-0170). Where necessary, informed consent will be obtained from study participants. Among other means, study results will be disseminated through a publicly available manual for stakeholders (eg, healthcare providers and payers), publications in peer-reviewed scientific journals and (inter)national conference presentations.
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spelling doaj-art-6e7a0c02e4cb4a49817c9cdd3397fab72025-08-20T01:54:29ZengBMJ Publishing GroupBMJ Open2044-60552024-09-0114910.1136/bmjopen-2023-082372Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation studyFrank Eijkenaar0Celine Maria Rosanne Hendriks1Miel Antonius Petrus Vugts2Jeroen Nathan Struijs3Daniëlle Cattel4Erasmus School of Health Policy & Management, Erasmus University Rotterdam, Rotterdam, NetherlandsErasmus School of Health Policy & Management, Erasmus University Rotterdam, Rotterdam, NetherlandsDepartment of Quality of Care and Health Economics, National Institute for Public Health and the Environment, Bilthoven, NetherlandsDepartment of Quality of Care and Health Economics, National Institute for Public Health and the Environment, Bilthoven, NetherlandsErasmus School of Health Policy & Management, Erasmus University Rotterdam, Rotterdam, NetherlandsIntroduction The predominant provider payment models in healthcare, particularly fee-for-service, hinder the delivery of high-value care and can encourage healthcare providers to prioritise the volume of care over the value of care. To address these issues, healthcare providers, payers and policymakers are increasingly experimenting with alternative payment models (APMs), such as shared savings (SS) and bundled payment (BP). Despite a growing body of literature on APMs, there is still limited insight into what works in developing and implementing successful APMs, as well as how, why and under what circumstances. This paper presents the protocol for a study that aims to (1) identify these circumstances and reveal the underlying mechanisms through which outcomes are achieved and (2) identify transferrable lessons for successful APMs in practice.Methods and analysis Drawing on realist evaluation principles, this study will employ an iterative three-step approach to elicit a programme theory that describes the relationship between context, mechanisms and outcomes of APMs. The first step involves a literature review to identify the initial programme theory. The second step entails empirical testing of this theory via a multiple case study design including seven SS and BP initiatives in Dutch hospital care. We will use various qualitative and quantitative methods, including interviews with involved stakeholders, document analysis and difference-in-differences analyses. In the final step, these data and the applicable formal theories will be combined to test and refine the (I)PT and address the research objectives.Ethics and dissemination Ethical approval has been granted by the Research Ethics Review Committee of Erasmus School of Health Policy and Management (Project ID ETH2122-0170). Where necessary, informed consent will be obtained from study participants. Among other means, study results will be disseminated through a publicly available manual for stakeholders (eg, healthcare providers and payers), publications in peer-reviewed scientific journals and (inter)national conference presentations.https://bmjopen.bmj.com/content/14/9/e082372.full
spellingShingle Frank Eijkenaar
Celine Maria Rosanne Hendriks
Miel Antonius Petrus Vugts
Jeroen Nathan Struijs
Daniëlle Cattel
Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
BMJ Open
title Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
title_full Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
title_fullStr Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
title_full_unstemmed Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
title_short Alternative payment models in Dutch hospital care: what works, how, why and under what circumstances? Protocol for a realist evaluation study
title_sort alternative payment models in dutch hospital care what works how why and under what circumstances protocol for a realist evaluation study
url https://bmjopen.bmj.com/content/14/9/e082372.full
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