Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI

Exploring the capabilities of remote sensing technologies for identifying stress responses in trees due to environmental pressures is crucial for comprehension, management, and maintenance of forests that are productive, healthy, and resilient. In recent decades, research on forest health monitoring...

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Main Authors: Simon Ecke, Florian Stehr, Jan Dempewolf, Julian Frey, Hans-Joachim Klemmt, Thomas Seifert, Dirk Tiede
Format: Article
Language:English
Published: Elsevier 2024-12-01
Series:International Journal of Applied Earth Observations and Geoinformation
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Online Access:http://www.sciencedirect.com/science/article/pii/S1569843224006137
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author Simon Ecke
Florian Stehr
Jan Dempewolf
Julian Frey
Hans-Joachim Klemmt
Thomas Seifert
Dirk Tiede
author_facet Simon Ecke
Florian Stehr
Jan Dempewolf
Julian Frey
Hans-Joachim Klemmt
Thomas Seifert
Dirk Tiede
author_sort Simon Ecke
collection DOAJ
description Exploring the capabilities of remote sensing technologies for identifying stress responses in trees due to environmental pressures is crucial for comprehension, management, and maintenance of forests that are productive, healthy, and resilient. In recent decades, research on forest health monitoring has been predominantly focused on data obtained remotely, either from satellites or crewed aircraft. During the last few years, Uncrewed Aerial Vehicles (UAVs) have gained prominence as invaluable remote sensing platforms, increasingly being employed for forest surveying. As intermediary between traditional remote sensing methods and ground-level observations, UAVs can capture high-resolution imagery from low altitudes, even below cloud cover, in unprecedented detail. This ability allows for the precise detection of stress responses at the individual tree scale. In our study, we have acquired a highly heterogenous, multispectral time-series dataset from the International Co-operative Programme on Assessment and Monitoring of Air Pollution Effects on Forests (ICP Forests) inventory plots across Bavaria, Germany, focusing on the main tree species. The data was recorded over three consecutive years from a UAV with the objective of monitoring tree physiological stress responses. Concurrently, with the drone flights, the ground-based forest condition surveying (Level-1 monitoring) was conducted, serving as ground-truth validation, and providing detailed information on tree health indicators, such as defoliation and discoloration. Our findings revealed that multispectral imagery obtained from a UAV closely aligns with field data, proving effective detection of physiological stress in trees. Remarkably, in conjunction to the red, red edge, and near-infrared band, the inclusion of the blue band emerged as a critical indicator of tree stress when incorporated into the Blue Normalized Difference Vegetation Index (BNDVI), depending on factors such as tree species, class division, and atmospheric conditions. Furthermore, the averaged values per sample tree over three years, alongside the 5th and 25th percentile of the data distribution, have proven to be of key importance. Based on spectral indices, we achieved good classification accuracies by training species-specific gradient boosting models (macro F1-scores ranging from 0.492 to 0.769). These models can assist in quantifying tree stress responses, thereby supporting the objectives of the ICP Forests program, potentially leading to substantial cost savings or increased coverage in the future.
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spelling doaj-art-3f0d2570d55a4fb896a777df6540f5cb2025-08-20T02:34:59ZengElsevierInternational Journal of Applied Earth Observations and Geoinformation1569-84322024-12-0113510425710.1016/j.jag.2024.104257Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVISimon Ecke0Florian Stehr1Jan Dempewolf2Julian Frey3Hans-Joachim Klemmt4Thomas Seifert5Dirk Tiede6Bavarian State Institute of Forestry, Hans Carl-von-Carlowitz-Platz 1, 85354 Freising, Germany; Chair of Forest Growth and Dendroecology, University of Freiburg, 79106 Freiburg, Germany; Corresponding author at: Bavarian State Institute of Forestry, Hans Carl-von-Carlowitz-Platz 1, Freising 85354, Germany.Faculty of Forestry, University of Applied Sciences Weihenstephan-Triesdorf, 85354 Freising, GermanyBavarian State Institute of Forestry, Hans Carl-von-Carlowitz-Platz 1, 85354 Freising, GermanyChair of Forest Growth and Dendroecology, University of Freiburg, 79106 Freiburg, GermanyBavarian State Institute of Forestry, Hans Carl-von-Carlowitz-Platz 1, 85354 Freising, GermanyChair of Forest Growth and Dendroecology, University of Freiburg, 79106 Freiburg, Germany; Department of Forest and Wood Science, Stellenbosch University, Private Bag X1, Matieland 7602, South AfricaDepartment of Geoinformatics-Z_GIS, University of Salzburg, 5020 Salzburg , AustriaExploring the capabilities of remote sensing technologies for identifying stress responses in trees due to environmental pressures is crucial for comprehension, management, and maintenance of forests that are productive, healthy, and resilient. In recent decades, research on forest health monitoring has been predominantly focused on data obtained remotely, either from satellites or crewed aircraft. During the last few years, Uncrewed Aerial Vehicles (UAVs) have gained prominence as invaluable remote sensing platforms, increasingly being employed for forest surveying. As intermediary between traditional remote sensing methods and ground-level observations, UAVs can capture high-resolution imagery from low altitudes, even below cloud cover, in unprecedented detail. This ability allows for the precise detection of stress responses at the individual tree scale. In our study, we have acquired a highly heterogenous, multispectral time-series dataset from the International Co-operative Programme on Assessment and Monitoring of Air Pollution Effects on Forests (ICP Forests) inventory plots across Bavaria, Germany, focusing on the main tree species. The data was recorded over three consecutive years from a UAV with the objective of monitoring tree physiological stress responses. Concurrently, with the drone flights, the ground-based forest condition surveying (Level-1 monitoring) was conducted, serving as ground-truth validation, and providing detailed information on tree health indicators, such as defoliation and discoloration. Our findings revealed that multispectral imagery obtained from a UAV closely aligns with field data, proving effective detection of physiological stress in trees. Remarkably, in conjunction to the red, red edge, and near-infrared band, the inclusion of the blue band emerged as a critical indicator of tree stress when incorporated into the Blue Normalized Difference Vegetation Index (BNDVI), depending on factors such as tree species, class division, and atmospheric conditions. Furthermore, the averaged values per sample tree over three years, alongside the 5th and 25th percentile of the data distribution, have proven to be of key importance. Based on spectral indices, we achieved good classification accuracies by training species-specific gradient boosting models (macro F1-scores ranging from 0.492 to 0.769). These models can assist in quantifying tree stress responses, thereby supporting the objectives of the ICP Forests program, potentially leading to substantial cost savings or increased coverage in the future.http://www.sciencedirect.com/science/article/pii/S1569843224006137Unmanned aerial vehicleVegetation indexMachine learningTree stress responseMultispectral analysisCrown condition assessment
spellingShingle Simon Ecke
Florian Stehr
Jan Dempewolf
Julian Frey
Hans-Joachim Klemmt
Thomas Seifert
Dirk Tiede
Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
International Journal of Applied Earth Observations and Geoinformation
Unmanned aerial vehicle
Vegetation index
Machine learning
Tree stress response
Multispectral analysis
Crown condition assessment
title Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
title_full Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
title_fullStr Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
title_full_unstemmed Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
title_short Species-specific machine learning models for UAV-based forest health monitoring: Revealing the importance of the BNDVI
title_sort species specific machine learning models for uav based forest health monitoring revealing the importance of the bndvi
topic Unmanned aerial vehicle
Vegetation index
Machine learning
Tree stress response
Multispectral analysis
Crown condition assessment
url http://www.sciencedirect.com/science/article/pii/S1569843224006137
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