Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent

Abstract This study presents a process-centric hybrid energy management framework tailored for large-scale smart mining operations. The framework addresses three major challenges: (i) multi-source uncertainty propagation, (ii) cross-process energy coupling, and (iii) time-varying, safety-critical op...

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Main Authors: Dawei Wang, Yifei Li, Cheng Gong, Tianle Li, Fang Wang, Shanna Luo, Jun Li
Format: Article
Language:English
Published: Nature Portfolio 2025-07-01
Series:Scientific Reports
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Online Access:https://doi.org/10.1038/s41598-025-11013-x
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author Dawei Wang
Yifei Li
Cheng Gong
Tianle Li
Fang Wang
Shanna Luo
Jun Li
author_facet Dawei Wang
Yifei Li
Cheng Gong
Tianle Li
Fang Wang
Shanna Luo
Jun Li
author_sort Dawei Wang
collection DOAJ
description Abstract This study presents a process-centric hybrid energy management framework tailored for large-scale smart mining operations. The framework addresses three major challenges: (i) multi-source uncertainty propagation, (ii) cross-process energy coupling, and (iii) time-varying, safety-critical operational constraints. The energy scheduling problem is formulated as a process-constrained, multi-period optimization under uncertainty, explicitly modeling the spatio-temporal correlations among renewable power generation, ventilation loads, dewatering demands, and blasting energy requirements. To tackle high-dimensional uncertainties with non-Gaussian distributions, a Wasserstein metric-based distributionally robust optimization (DRO) model is constructed. The ambiguity set is dynamically refined through adaptive scenario generation and clustering, capturing worst-case energy supply-demand mismatches. The objective function jointly minimizes total energy cost, carbon emissions, and process-specific operational risks, subject to nonlinear thermodynamic process constraints, piecewise convex ventilation characteristics, and interdependent hydraulic-ventilation-thermal (HVT) processes. Mining safety regulations are integrated via chance constraints, embedding safety-critical margins related to pressure, airflow, and gas concentration. To alleviate the computational burden caused by nested risk formulations, a Primal-Dual Reformulated Distributionally Robust Process Scheduling (PDR-DRPS) algorithm is proposed. This method recursively updates process-coupled dual variables, enabling fast convergence within joint physical-energy feasible subspaces. The proposed framework is validated using a synthetic open-pit mining benchmark incorporating real-world meteorological data, empirical process dynamics, and regulatory thresholds. Numerical results indicate a 25.4% reduction in operational costs, a 31.2% cut in carbon emissions, and consistent adherence to safety constraints within a 3% tolerance under all uncertainty scenarios. Sensitivity analysis further highlights that process inertia and time delays significantly amplify uncertainty propagation, underscoring the necessity of process-aware robust energy scheduling in safety-critical industrial systems. The framework offers a generalizable paradigm applicable to smart mining, tunnel construction, and underground industrial infrastructures.
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spelling doaj-art-32f9cd4aa1e44f059e43c9cc470660c72025-08-20T03:04:31ZengNature PortfolioScientific Reports2045-23222025-07-0115111710.1038/s41598-025-11013-xDistributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descentDawei Wang0Yifei Li1Cheng Gong2Tianle Li3Fang Wang4Shanna Luo5Jun Li6State Grid Beijing Electric Power Research InstituteState Grid Beijing Electric Power Research InstituteState Grid Beijing Electric Power Research InstituteState Grid Beijing Electric Power Research InstituteState Grid Beijing Electric Power Research InstituteSchool of Electrical and Control Engineering, North China University of TechnologySchool of Electrical and Control Engineering, North China University of TechnologyAbstract This study presents a process-centric hybrid energy management framework tailored for large-scale smart mining operations. The framework addresses three major challenges: (i) multi-source uncertainty propagation, (ii) cross-process energy coupling, and (iii) time-varying, safety-critical operational constraints. The energy scheduling problem is formulated as a process-constrained, multi-period optimization under uncertainty, explicitly modeling the spatio-temporal correlations among renewable power generation, ventilation loads, dewatering demands, and blasting energy requirements. To tackle high-dimensional uncertainties with non-Gaussian distributions, a Wasserstein metric-based distributionally robust optimization (DRO) model is constructed. The ambiguity set is dynamically refined through adaptive scenario generation and clustering, capturing worst-case energy supply-demand mismatches. The objective function jointly minimizes total energy cost, carbon emissions, and process-specific operational risks, subject to nonlinear thermodynamic process constraints, piecewise convex ventilation characteristics, and interdependent hydraulic-ventilation-thermal (HVT) processes. Mining safety regulations are integrated via chance constraints, embedding safety-critical margins related to pressure, airflow, and gas concentration. To alleviate the computational burden caused by nested risk formulations, a Primal-Dual Reformulated Distributionally Robust Process Scheduling (PDR-DRPS) algorithm is proposed. This method recursively updates process-coupled dual variables, enabling fast convergence within joint physical-energy feasible subspaces. The proposed framework is validated using a synthetic open-pit mining benchmark incorporating real-world meteorological data, empirical process dynamics, and regulatory thresholds. Numerical results indicate a 25.4% reduction in operational costs, a 31.2% cut in carbon emissions, and consistent adherence to safety constraints within a 3% tolerance under all uncertainty scenarios. Sensitivity analysis further highlights that process inertia and time delays significantly amplify uncertainty propagation, underscoring the necessity of process-aware robust energy scheduling in safety-critical industrial systems. The framework offers a generalizable paradigm applicable to smart mining, tunnel construction, and underground industrial infrastructures.https://doi.org/10.1038/s41598-025-11013-xHybrid energy managementSmart mining systemsDistributionally robust optimizationProcess couplingRenewable energy integrationBattery energy storage
spellingShingle Dawei Wang
Yifei Li
Cheng Gong
Tianle Li
Fang Wang
Shanna Luo
Jun Li
Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
Scientific Reports
Hybrid energy management
Smart mining systems
Distributionally robust optimization
Process coupling
Renewable energy integration
Battery energy storage
title Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
title_full Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
title_fullStr Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
title_full_unstemmed Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
title_short Distributionally robust hybrid energy management in smart mining using process-coupled primal-dual mirror descent
title_sort distributionally robust hybrid energy management in smart mining using process coupled primal dual mirror descent
topic Hybrid energy management
Smart mining systems
Distributionally robust optimization
Process coupling
Renewable energy integration
Battery energy storage
url https://doi.org/10.1038/s41598-025-11013-x
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