Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation

Terrestrial laser scanning (TLS) accurately captures tree structural information and provides prerequisites for tree-scale estimations of forest biophysical attributes. Quantifying tree-scale attributes from TLS point clouds requires segmentation, yet the occlusion effects severely affect the accura...

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Main Authors: Qingjun Zhang, Shangshu Cai, Xinlian Liang
Format: Article
Language:English
Published: KeAi Communications Co., Ltd. 2024-01-01
Series:Forest Ecosystems
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Online Access:http://www.sciencedirect.com/science/article/pii/S2197562024000745
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author Qingjun Zhang
Shangshu Cai
Xinlian Liang
author_facet Qingjun Zhang
Shangshu Cai
Xinlian Liang
author_sort Qingjun Zhang
collection DOAJ
description Terrestrial laser scanning (TLS) accurately captures tree structural information and provides prerequisites for tree-scale estimations of forest biophysical attributes. Quantifying tree-scale attributes from TLS point clouds requires segmentation, yet the occlusion effects severely affect the accuracy of automated individual tree segmentation. In this study, we proposed a novel method using ellipsoid directional searching and point compensation algorithms to alleviate occlusion effects. Firstly, region growing and point compensation algorithms are used to determine the location of tree roots. Secondly, the neighbor points are extracted within an ellipsoid neighborhood to mitigate occlusion effects compared with k-nearest neighbor (KNN). Thirdly, neighbor points are uniformly subsampled by the directional searching algorithm based on the Fibonacci principle in multiple spatial directions to reduce memory consumption. Finally, a graph describing connectivity between a point and its neighbors is constructed, and it is utilized to complete individual tree segmentation based on the shortest path algorithm. The proposed method was evaluated on a public TLS dataset comprising six forest plots with three complexity categories in Evo, Finland, and it reached the highest mean accuracy of 77.5%, higher than previous studies on tree detection. We also extracted and validated the tree structure attributes using manual segmentation reference values. The RMSE, RMSE%, bias, and bias% of tree height, crown base height, crown projection area, crown surface area, and crown volume were used to evaluate the segmentation accuracy, respectively. Overall, the proposed method avoids many inherent limitations of current methods and can accurately map canopy structures in occluded complex forest stands.
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issn 2197-5620
language English
publishDate 2024-01-01
publisher KeAi Communications Co., Ltd.
record_format Article
series Forest Ecosystems
spelling doaj-art-2ec7f0c303164e99bf2a35c4ed33b21b2025-08-20T02:11:38ZengKeAi Communications Co., Ltd.Forest Ecosystems2197-56202024-01-011110023810.1016/j.fecs.2024.100238Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensationQingjun Zhang0Shangshu Cai1Xinlian Liang2State Key Laboratory of Information Engineering in Surveying, Mapping and Remote Sensing, Wuhan University, Wuhan, 430079, ChinaState Key Laboratory of Information Engineering in Surveying, Mapping and Remote Sensing, Wuhan University, Wuhan, 430079, ChinaCorresponding author.; State Key Laboratory of Information Engineering in Surveying, Mapping and Remote Sensing, Wuhan University, Wuhan, 430079, ChinaTerrestrial laser scanning (TLS) accurately captures tree structural information and provides prerequisites for tree-scale estimations of forest biophysical attributes. Quantifying tree-scale attributes from TLS point clouds requires segmentation, yet the occlusion effects severely affect the accuracy of automated individual tree segmentation. In this study, we proposed a novel method using ellipsoid directional searching and point compensation algorithms to alleviate occlusion effects. Firstly, region growing and point compensation algorithms are used to determine the location of tree roots. Secondly, the neighbor points are extracted within an ellipsoid neighborhood to mitigate occlusion effects compared with k-nearest neighbor (KNN). Thirdly, neighbor points are uniformly subsampled by the directional searching algorithm based on the Fibonacci principle in multiple spatial directions to reduce memory consumption. Finally, a graph describing connectivity between a point and its neighbors is constructed, and it is utilized to complete individual tree segmentation based on the shortest path algorithm. The proposed method was evaluated on a public TLS dataset comprising six forest plots with three complexity categories in Evo, Finland, and it reached the highest mean accuracy of 77.5%, higher than previous studies on tree detection. We also extracted and validated the tree structure attributes using manual segmentation reference values. The RMSE, RMSE%, bias, and bias% of tree height, crown base height, crown projection area, crown surface area, and crown volume were used to evaluate the segmentation accuracy, respectively. Overall, the proposed method avoids many inherent limitations of current methods and can accurately map canopy structures in occluded complex forest stands.http://www.sciencedirect.com/science/article/pii/S2197562024000745Terrestrial laser scanningIndividual tree segmentationGraphThe shortest pathEllipsoid directional searchingPoint compensation
spellingShingle Qingjun Zhang
Shangshu Cai
Xinlian Liang
Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
Forest Ecosystems
Terrestrial laser scanning
Individual tree segmentation
Graph
The shortest path
Ellipsoid directional searching
Point compensation
title Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
title_full Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
title_fullStr Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
title_full_unstemmed Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
title_short Individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
title_sort individual tree segmentation in occluded complex forest stands through ellipsoid directional searching and point compensation
topic Terrestrial laser scanning
Individual tree segmentation
Graph
The shortest path
Ellipsoid directional searching
Point compensation
url http://www.sciencedirect.com/science/article/pii/S2197562024000745
work_keys_str_mv AT qingjunzhang individualtreesegmentationinoccludedcomplexforeststandsthroughellipsoiddirectionalsearchingandpointcompensation
AT shangshucai individualtreesegmentationinoccludedcomplexforeststandsthroughellipsoiddirectionalsearchingandpointcompensation
AT xinlianliang individualtreesegmentationinoccludedcomplexforeststandsthroughellipsoiddirectionalsearchingandpointcompensation