Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight

This study examines racial and ethnic disparities in mortgage-lending outcomes across different lender types—large banks, fintech lenders, non-bank lenders, small banks, and credit unions—using Home Mortgage Disclosure Act (HMDA) data from 2018 to 2023. By analyzing approval rates, rate spreads, and...

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Main Authors: Zilong Liu, Hongyan Liang
Format: Article
Language:English
Published: MDPI AG 2025-02-01
Series:FinTech
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Online Access:https://www.mdpi.com/2674-1032/4/1/8
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author Zilong Liu
Hongyan Liang
author_facet Zilong Liu
Hongyan Liang
author_sort Zilong Liu
collection DOAJ
description This study examines racial and ethnic disparities in mortgage-lending outcomes across different lender types—large banks, fintech lenders, non-bank lenders, small banks, and credit unions—using Home Mortgage Disclosure Act (HMDA) data from 2018 to 2023. By analyzing approval rates, rate spreads, and origination charges, we evaluate how borrower outcomes vary by race and ethnicity, controlling for loan characteristics, borrower attributes, and regional factors. Our findings reveal that Black and Hispanic borrowers consistently face less favorable terms than White borrowers, with disparities differing by lender type. Large banks, operating under stringent regulatory oversight, demonstrate relatively equitable pricing but impose higher loan denial rates on minorities. Credit unions, despite offering the lowest rate spreads overall, penalize minority borrowers more severely in pricing than other lender types. Fintech lenders, while charging higher-rate spreads and fees, show smaller credit access disparities for minority borrowers. Non-bank and small banks display mixed results, with inconsistencies in their treatment of minorities across pricing and credit access. These results highlight that neither technological innovations nor alternative lending models alone suffice to eliminate systemic inequities. Achieving equitable mortgage lending requires enhanced regulatory oversight, greater transparency in algorithmic decision-making, and stricter enforcement of fair lending practices.
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spelling doaj-art-2dd1474a4c9c4fb58dc21927445aa8f72025-08-20T02:42:29ZengMDPI AGFinTech2674-10322025-02-0141810.3390/fintech4010008Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory OversightZilong Liu0Hongyan Liang1Department of Business Administration, Gies College of Business, University of Illinois Urbana-Champaign, Champaign, IL 61820, USADepartment of Business Administration, Gies College of Business, University of Illinois Urbana-Champaign, Champaign, IL 61820, USAThis study examines racial and ethnic disparities in mortgage-lending outcomes across different lender types—large banks, fintech lenders, non-bank lenders, small banks, and credit unions—using Home Mortgage Disclosure Act (HMDA) data from 2018 to 2023. By analyzing approval rates, rate spreads, and origination charges, we evaluate how borrower outcomes vary by race and ethnicity, controlling for loan characteristics, borrower attributes, and regional factors. Our findings reveal that Black and Hispanic borrowers consistently face less favorable terms than White borrowers, with disparities differing by lender type. Large banks, operating under stringent regulatory oversight, demonstrate relatively equitable pricing but impose higher loan denial rates on minorities. Credit unions, despite offering the lowest rate spreads overall, penalize minority borrowers more severely in pricing than other lender types. Fintech lenders, while charging higher-rate spreads and fees, show smaller credit access disparities for minority borrowers. Non-bank and small banks display mixed results, with inconsistencies in their treatment of minorities across pricing and credit access. These results highlight that neither technological innovations nor alternative lending models alone suffice to eliminate systemic inequities. Achieving equitable mortgage lending requires enhanced regulatory oversight, greater transparency in algorithmic decision-making, and stricter enforcement of fair lending practices.https://www.mdpi.com/2674-1032/4/1/8mortgage lendingracial disparitiesfintech lendersregulatory oversightfair lending
spellingShingle Zilong Liu
Hongyan Liang
Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
FinTech
mortgage lending
racial disparities
fintech lenders
regulatory oversight
fair lending
title Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
title_full Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
title_fullStr Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
title_full_unstemmed Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
title_short Racial Disparities in Conforming Mortgage Lending: A Comparative Study of Fintech and Traditional Lenders Under Regulatory Oversight
title_sort racial disparities in conforming mortgage lending a comparative study of fintech and traditional lenders under regulatory oversight
topic mortgage lending
racial disparities
fintech lenders
regulatory oversight
fair lending
url https://www.mdpi.com/2674-1032/4/1/8
work_keys_str_mv AT zilongliu racialdisparitiesinconformingmortgagelendingacomparativestudyoffintechandtraditionallendersunderregulatoryoversight
AT hongyanliang racialdisparitiesinconformingmortgagelendingacomparativestudyoffintechandtraditionallendersunderregulatoryoversight