Surface Charging on Insulating Films with Different Thicknesses in UPS

The conventional view holds that ultraviolet photoelectron spectroscopy (UPS) measurements are not applicable to insulating materials due to interference from charging effects. To avoid surface charging, researchers typically restrict valence band structure investigations to ultra-thin films. Howeve...

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Main Authors: Lei Zhu, Xuefeng Xu
Format: Article
Language:English
Published: MDPI AG 2025-06-01
Series:Applied Sciences
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Online Access:https://www.mdpi.com/2076-3417/15/12/6846
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author Lei Zhu
Xuefeng Xu
author_facet Lei Zhu
Xuefeng Xu
author_sort Lei Zhu
collection DOAJ
description The conventional view holds that ultraviolet photoelectron spectroscopy (UPS) measurements are not applicable to insulating materials due to interference from charging effects. To avoid surface charging, researchers typically restrict valence band structure investigations to ultra-thin films. However, the UPS spectral performance of ultra-thin films tends to correlate with the substrate characteristics and film thickness, while charging effects, which still unavoidably occur, can also affect the realism of the results. This study systematically investigates the charging effects and valence band structural evolution in SiO<sub>2</sub> insulating films with controlled thickness variations through XPS and UPS depth profiling. By analyzing spectral shifts, surface potential dynamics, and work function variations, three continuous regimes are identified. The results demonstrate that the surface potential undergoes abrupt intensification when exceeding critical thickness thresholds (about 8 nm), a phenomenon governed by substrate resistivity and charge compensation pathways. Conventional work function determination methods remain valid only when the actual effect of the applied bias exceeds the surface potential values. For thicker films, the limited efficacy of negative bias fails to compensate for the spectral shifts caused by surface charging, consequently rendering work function measurements unreliable. These findings provide critical guidance for optimizing UPS measurements and spectral interpretation in insulating films.
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spelling doaj-art-2dba84af4fe049bb8407adef54bad3852025-08-20T03:32:31ZengMDPI AGApplied Sciences2076-34172025-06-011512684610.3390/app15126846Surface Charging on Insulating Films with Different Thicknesses in UPSLei Zhu0Xuefeng Xu1School of Technology, Beijing Forestry University, Beijing 100083, ChinaSchool of Technology, Beijing Forestry University, Beijing 100083, ChinaThe conventional view holds that ultraviolet photoelectron spectroscopy (UPS) measurements are not applicable to insulating materials due to interference from charging effects. To avoid surface charging, researchers typically restrict valence band structure investigations to ultra-thin films. However, the UPS spectral performance of ultra-thin films tends to correlate with the substrate characteristics and film thickness, while charging effects, which still unavoidably occur, can also affect the realism of the results. This study systematically investigates the charging effects and valence band structural evolution in SiO<sub>2</sub> insulating films with controlled thickness variations through XPS and UPS depth profiling. By analyzing spectral shifts, surface potential dynamics, and work function variations, three continuous regimes are identified. The results demonstrate that the surface potential undergoes abrupt intensification when exceeding critical thickness thresholds (about 8 nm), a phenomenon governed by substrate resistivity and charge compensation pathways. Conventional work function determination methods remain valid only when the actual effect of the applied bias exceeds the surface potential values. For thicker films, the limited efficacy of negative bias fails to compensate for the spectral shifts caused by surface charging, consequently rendering work function measurements unreliable. These findings provide critical guidance for optimizing UPS measurements and spectral interpretation in insulating films.https://www.mdpi.com/2076-3417/15/12/6846insulating filmsUPSvalence band structurework function
spellingShingle Lei Zhu
Xuefeng Xu
Surface Charging on Insulating Films with Different Thicknesses in UPS
Applied Sciences
insulating films
UPS
valence band structure
work function
title Surface Charging on Insulating Films with Different Thicknesses in UPS
title_full Surface Charging on Insulating Films with Different Thicknesses in UPS
title_fullStr Surface Charging on Insulating Films with Different Thicknesses in UPS
title_full_unstemmed Surface Charging on Insulating Films with Different Thicknesses in UPS
title_short Surface Charging on Insulating Films with Different Thicknesses in UPS
title_sort surface charging on insulating films with different thicknesses in ups
topic insulating films
UPS
valence band structure
work function
url https://www.mdpi.com/2076-3417/15/12/6846
work_keys_str_mv AT leizhu surfacechargingoninsulatingfilmswithdifferentthicknessesinups
AT xuefengxu surfacechargingoninsulatingfilmswithdifferentthicknessesinups