Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures

Virtual power plants (VPPs) enable the efficient participation of distributed renewable energy resources in electricity markets by aggregating them. However, the profitability of VPPs is challenged by market volatility and regulatory constraints, such as price caps and imbalance penalties. This stud...

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Main Authors: Youngkook Song, Yongtae Yoon, Younggyu Jin
Format: Article
Language:English
Published: MDPI AG 2025-07-01
Series:Energies
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Online Access:https://www.mdpi.com/1996-1073/18/15/3927
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author Youngkook Song
Yongtae Yoon
Younggyu Jin
author_facet Youngkook Song
Yongtae Yoon
Younggyu Jin
author_sort Youngkook Song
collection DOAJ
description Virtual power plants (VPPs) enable the efficient participation of distributed renewable energy resources in electricity markets by aggregating them. However, the profitability of VPPs is challenged by market volatility and regulatory constraints, such as price caps and imbalance penalties. This study examines the joint impact of varying price cap levels and imbalance penalty structures on the bidding strategies and revenues of VPPs. A stochastic optimization model was developed, where a three-stage scenario tree was utilized to capture the uncertainty in electricity prices and renewable generation output. Simulations were performed under various market conditions using real-world price and generation data from the Korean electricity market. The analysis reveals that higher price cap coefficients lead to greater revenue and more segmented bidding strategies, especially under asymmetric penalty structures. Segment-wise analysis of bid price–quantity pairs shows that over-bidding is preferred under upward-only penalty schemes, while under-bidding is preferred under downward-only ones. Notably, revenue improvement tapers off beyond a price cap coefficient of 0.8, which indicates that there exists an optimal threshold for regulatory design. The findings of this study suggest the need for coordination between price caps and imbalance penalties to maintain market efficiency while supporting renewable energy integration. The proposed framework also offers practical insights for market operators and policymakers seeking to balance profitability, adaptability, and stability in VPP-integrated electricity markets.
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spelling doaj-art-29a332f8cc3e4262a2c5687f2c6e58522025-08-20T03:04:42ZengMDPI AGEnergies1996-10732025-07-011815392710.3390/en18153927Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty StructuresYoungkook Song0Yongtae Yoon1Younggyu Jin2Department of Electrical and Computer Engineering, Seoul National University, Seoul 08826, Republic of KoreaDepartment of Electrical and Computer Engineering, Seoul National University, Seoul 08826, Republic of KoreaPower System Economics Laboratory, Department of Electrical Engineering, Jeju National University, 102 Jejudaehak-ro, Jeju 62343, Republic of KoreaVirtual power plants (VPPs) enable the efficient participation of distributed renewable energy resources in electricity markets by aggregating them. However, the profitability of VPPs is challenged by market volatility and regulatory constraints, such as price caps and imbalance penalties. This study examines the joint impact of varying price cap levels and imbalance penalty structures on the bidding strategies and revenues of VPPs. A stochastic optimization model was developed, where a three-stage scenario tree was utilized to capture the uncertainty in electricity prices and renewable generation output. Simulations were performed under various market conditions using real-world price and generation data from the Korean electricity market. The analysis reveals that higher price cap coefficients lead to greater revenue and more segmented bidding strategies, especially under asymmetric penalty structures. Segment-wise analysis of bid price–quantity pairs shows that over-bidding is preferred under upward-only penalty schemes, while under-bidding is preferred under downward-only ones. Notably, revenue improvement tapers off beyond a price cap coefficient of 0.8, which indicates that there exists an optimal threshold for regulatory design. The findings of this study suggest the need for coordination between price caps and imbalance penalties to maintain market efficiency while supporting renewable energy integration. The proposed framework also offers practical insights for market operators and policymakers seeking to balance profitability, adaptability, and stability in VPP-integrated electricity markets.https://www.mdpi.com/1996-1073/18/15/3927electricity marketvirtual power plantbidding strategyprice capimbalance penalty
spellingShingle Youngkook Song
Yongtae Yoon
Younggyu Jin
Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
Energies
electricity market
virtual power plant
bidding strategy
price cap
imbalance penalty
title Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
title_full Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
title_fullStr Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
title_full_unstemmed Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
title_short Impact Analysis of Price Cap on Bidding Strategies of VPP Considering Imbalance Penalty Structures
title_sort impact analysis of price cap on bidding strategies of vpp considering imbalance penalty structures
topic electricity market
virtual power plant
bidding strategy
price cap
imbalance penalty
url https://www.mdpi.com/1996-1073/18/15/3927
work_keys_str_mv AT youngkooksong impactanalysisofpricecaponbiddingstrategiesofvppconsideringimbalancepenaltystructures
AT yongtaeyoon impactanalysisofpricecaponbiddingstrategiesofvppconsideringimbalancepenaltystructures
AT younggyujin impactanalysisofpricecaponbiddingstrategiesofvppconsideringimbalancepenaltystructures