Predicting Indian SME financial distress: an ex-ante approach

Purpose – The purpose of this study is to propose a financial distress prediction (FDP) model and method suitable for listed Indian small and medium enterprises (SMEs). Design/methodology/approach – A three-part screening criteria similar to Platt and Platt (2006) was tested independently and jointl...

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Main Authors: Sushma Rao, A. Satya Nandini, Minu Zachariah
Format: Article
Language:English
Published: Emerald Publishing 2024-10-01
Series:Vilakshan (XIMB Journal of Management)
Subjects:
Online Access:https://www.emerald.com/insight/content/doi/10.1108/XJM-02-2024-0034/full/pdf
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author Sushma Rao
A. Satya Nandini
Minu Zachariah
author_facet Sushma Rao
A. Satya Nandini
Minu Zachariah
author_sort Sushma Rao
collection DOAJ
description Purpose – The purpose of this study is to propose a financial distress prediction (FDP) model and method suitable for listed Indian small and medium enterprises (SMEs). Design/methodology/approach – A three-part screening criteria similar to Platt and Platt (2006) was tested independently and jointly on Indian SMEs using statistically significant financial variables. Five stepwise multiple discriminant analysis (MDA) models were developed and the best-performing model was further compared against seminal models to check for robustness. Findings – Model C2 developed under Criterion C which stated “if net income before special items is negative in any given year the firm is considered as ‘unwell’” proved robust and effective. Originality/value – The proposed model identifies the importance of profitability and efficiency ratios over leverage ratios in determining financial distress and therefore, has implications for SME owners/managers and shareholders.
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institution Kabale University
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publishDate 2024-10-01
publisher Emerald Publishing
record_format Article
series Vilakshan (XIMB Journal of Management)
spelling doaj-art-013038578a7a49f58cd24a20bd3dfe772024-12-20T13:02:28ZengEmerald PublishingVilakshan (XIMB Journal of Management)0973-19542633-94392024-10-0121228129210.1108/XJM-02-2024-0034Predicting Indian SME financial distress: an ex-ante approachSushma Rao0A. Satya Nandini1Minu Zachariah2Department of Management Studies and Research Centre, BMS College of Engineering, Bangalore, India and Visvesveraya Technological University, Belagavi, IndiaDepartment of Management Studies and Research Centre, BMS College of Engineering, Bangalore, India and Visvesveraya Technological University, Belagavi, IndiaDepartment of Management Studies and Research Centre, BMS College of Engineering, Bangalore, India and Visvesveraya Technological University, Belagavi, IndiaPurpose – The purpose of this study is to propose a financial distress prediction (FDP) model and method suitable for listed Indian small and medium enterprises (SMEs). Design/methodology/approach – A three-part screening criteria similar to Platt and Platt (2006) was tested independently and jointly on Indian SMEs using statistically significant financial variables. Five stepwise multiple discriminant analysis (MDA) models were developed and the best-performing model was further compared against seminal models to check for robustness. Findings – Model C2 developed under Criterion C which stated “if net income before special items is negative in any given year the firm is considered as ‘unwell’” proved robust and effective. Originality/value – The proposed model identifies the importance of profitability and efficiency ratios over leverage ratios in determining financial distress and therefore, has implications for SME owners/managers and shareholders.https://www.emerald.com/insight/content/doi/10.1108/XJM-02-2024-0034/full/pdfBankruptcyDeveloping countriesFinancial distressModelSmall and medium enterprises (SMEs)
spellingShingle Sushma Rao
A. Satya Nandini
Minu Zachariah
Predicting Indian SME financial distress: an ex-ante approach
Vilakshan (XIMB Journal of Management)
Bankruptcy
Developing countries
Financial distress
Model
Small and medium enterprises (SMEs)
title Predicting Indian SME financial distress: an ex-ante approach
title_full Predicting Indian SME financial distress: an ex-ante approach
title_fullStr Predicting Indian SME financial distress: an ex-ante approach
title_full_unstemmed Predicting Indian SME financial distress: an ex-ante approach
title_short Predicting Indian SME financial distress: an ex-ante approach
title_sort predicting indian sme financial distress an ex ante approach
topic Bankruptcy
Developing countries
Financial distress
Model
Small and medium enterprises (SMEs)
url https://www.emerald.com/insight/content/doi/10.1108/XJM-02-2024-0034/full/pdf
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